Common use of Additional Disclosure Items Clause in Contracts

Additional Disclosure Items. All Additional Disclosure Items (as defined in Section 6(m) hereof) complied and will comply in all material respects with (i) the applicable requirements of the 1933 Act and the 1940 Act and (ii) the rules and interpretations of FINRA (except that this representation and warranty does not include statements in or omissions from the Additional Disclosure Items made in reliance upon and in conformity with information relating to any Underwriter furnished to the Company by or on behalf of an Underwriter expressly for use therein, it being understood and agreed that the only such information furnished to the Company in writing by the Underwriters consists of the information described in Section 9(e) below).

Appears in 5 contracts

Samples: Underwriting Agreement (Prospect Capital Corp), Underwriting Agreement (Prospect Capital Corp), Underwriting Agreement (Prospect Capital Corp)

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Additional Disclosure Items. All Additional Disclosure Items (as defined in Section 6(m) hereof) complied and will comply in all material respects with (i) the applicable requirements of the 1933 Act and the 1940 Act and (ii) the rules and interpretations of FINRA (except that this representation and warranty does not include statements in or omissions from x the Additional Disclosure Items made in reliance upon and in conformity with information relating to any the Underwriter furnished to the Company by or on behalf of an the Underwriter expressly for use therein, it being understood and agreed that the only such information furnished to the Company in writing by the Underwriters Underwriter consists of the information described in Section 9(e) below).

Appears in 1 contract

Samples: Underwriting Agreement (Prospect Capital Corp)

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Additional Disclosure Items. All Additional Disclosure Items (as defined in Section 6(m6(o) hereof) complied and will comply in all material respects with (i) the applicable requirements of the 1933 Act and the 1940 Act and (ii) the rules and interpretations of FINRA (except that this representation and warranty does not include statements in or omissions from the Additional Disclosure Items made in reliance upon and in conformity with information relating to any Underwriter furnished to the Company by or on behalf of an Underwriter expressly for use therein, it being understood and agreed that the only such information furnished to the Company in writing by the Underwriters consists of the information described in Section 9(e) below).

Appears in 1 contract

Samples: Underwriting Agreement (Prospect Capital Corp)

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