Acquisition of Warrant for Personal Account. The Holder represents and warrants that it is acquiring the Warrant and the Exercise Shares solely for its account for investment and not with a view to or for sale or distribution of said Warrant or Exercise Shares or any part thereof. The Holder also represents that the entire legal and beneficial interests of the Warrant and Exercise Shares the Holder is acquiring is being acquired for, and will be held for, its account only.
Appears in 108 contracts
Samples: Purchase Common Stock (Reliant Technologies Inc), Note and Warrant Purchase Agreement (Acelrx Pharmaceuticals Inc), Note and Warrant Purchase Agreement (Acelrx Pharmaceuticals Inc)
Acquisition of Warrant for Personal Account. The Holder represents and warrants that it is acquiring the Warrant and the Exercise Shares solely for its account for investment and not with a view to or for sale or distribution of said Warrant or Exercise Shares or any part thereof. The Holder also represents that the entire legal and beneficial interests of the Warrant and Exercise Shares the Holder is acquiring is being acquired for, and will be held for, its account only.
Appears in 73 contracts
Samples: Warrant (Geospatial Holdings, Inc.), Warrant (Geospatial Holdings, Inc.), Lien Sharing and Loan Extension Agreement (Us Dry Cleaning Corp)
Acquisition of Warrant for Personal Account. The Holder represents and warrants that it is acquiring the Warrant and any shares of capital stock issued or issuable upon exercise or conversion of the Exercise Shares solely for its account Warrant for investment purposes only and not with a view to or for sale resale in connection with any distribution or distribution public offering thereof within the meaning of said Warrant or Exercise Shares or any part thereofthe Act (as defined below). The Holder also represents that the entire legal and beneficial interests of the Warrant and Exercise Shares the Holder is acquiring is being acquired for, and will be held for, its the account of the Holder only.
Appears in 19 contracts
Samples: Warrant Agreement (Jayhawk Energy, Inc.), Warrant Agreement (Jayhawk Energy, Inc.), Warrant Agreement (Jayhawk Energy, Inc.)
Acquisition of Warrant for Personal Account. The Holder represents and warrants that it is acquiring the this Warrant and the Exercise Shares solely for its account for investment and not with a view to or for sale or distribution of said Warrant or Exercise Shares or any part thereof. The Holder also represents that the entire legal and beneficial interests of the this Warrant and Exercise Shares the Holder is acquiring is being acquired for, and will be held for, its account only.
Appears in 16 contracts
Samples: Amendment Agreement (Urgent.ly Inc.), Amendment Agreement (Urgent.ly Inc.), Goff John C
Acquisition of Warrant for Personal Account. The Holder represents and warrants that it is acquiring the Warrant and the Exercise Shares solely for its account for investment and not with a view to or for sale or distribution of said Warrant or Exercise Shares or any part thereof, other than potential transfers between affiliates (including affiliated funds). The Holder also represents that the entire legal and beneficial interests of the Warrant and Exercise Shares the Holder is acquiring is being acquired for, and will be held for, its account only.
Appears in 15 contracts
Samples: Subscription Agreement (Lifevantage Corp), Restricted Stock and Warrant Purchase Agreement (Net TALK.COM, Inc.), On Stage Entertainment Inc
Acquisition of Warrant for Personal Account. The Holder represents and warrants that it is acquiring the Warrant and the Exercise Shares solely for its account for investment and not with a view to or for sale or distribution of said Warrant or Exercise Shares or any part thereof. The Holder also represents that the entire legal and beneficial interests of the Warrant and Exercise Shares the Holder is acquiring is being acquired for, and will be held for, for its account only.
Appears in 9 contracts
Samples: Loan and Lease Agreement (Revance Therapeutics, Inc.), Warrant Agreement (Blow & Drive Interlock Corp), Revance Therapeutics, Inc.
Acquisition of Warrant for Personal Account. The Holder represents and warrants that it is acquiring the Warrant and the Exercise Shares solely for its account for investment and not with a view to or for sale or distribution of said Warrant or Exercise Shares or any part thereof. The Holder also represents that the entire legal and beneficial interests of the Warrant and Exercise Shares the Holder is acquiring is being acquired for, and will be held for, its account only.
Appears in 7 contracts
Samples: Micromet, Inc., Entremed Inc, Zoo Entertainment, Inc
Acquisition of Warrant for Personal Account. The Holder represents and warrants that it is acquiring the Warrant and the Exercise Shares solely for his, her or its account for investment and not with a view to or for sale or distribution of said Warrant or Exercise Shares or any part thereof, other than potential transfers between affiliates (including affiliate funds). The Holder also represents that the entire legal and beneficial interests of the Warrant and Exercise Shares the Holder is acquiring is being acquired for, and will be held for, his, her or its account only.
Appears in 7 contracts
Samples: Purchase Agreement (AeroGrow International, Inc.), ARCA Biopharma, Inc., ARCA Biopharma, Inc.
Acquisition of Warrant for Personal Account. The Holder represents and warrants that it is acquiring the Warrant and the Exercise Shares solely for its account for investment and not with a view to or for sale or distribution of said Warrant or Exercise Shares Shares, or any part thereof, except in compliance with applicable federal and state securities laws. The Holder also represents and warrants that the entire all legal and beneficial interests of in the Warrant and the Exercise Shares which the Holder is acquiring is are being acquired for, and will be held for, its account only.
Appears in 6 contracts
Samples: Certifies (Life Care Medical Devices LTD), Northwest Biotherapeutics Inc, Northwest Biotherapeutics Inc
Acquisition of Warrant for Personal Account. The Holder represents and warrants that it is acquiring the Warrant and the Exercise Shares solely for its own account for investment and not with a view to or for sale or distribution of said Warrant or Exercise Shares or any part thereof. The Holder also represents that the entire legal and beneficial interests of the Warrant and Exercise Shares the Holder is acquiring is being acquired for, and will be held for, its account only.
Appears in 5 contracts
Samples: Commonwealth Biotechnologies Inc, Commonwealth Biotechnologies Inc, Commonwealth Biotechnologies Inc
Acquisition of Warrant for Personal Account. The Holder represents and warrants that it is acquiring the Warrant and the Exercise Shares solely for its account for investment and not with a view to or for sale or distribution of said Warrant or Exercise Shares or any part thereof. The Holder also represents that the entire legal and beneficial interests of the Warrant and Exercise Shares the Holder is acquiring is being acquired for, and will be held for, its account only.
Appears in 5 contracts
Samples: Subordinated Convertible Note Purchase Agreement (Mascoma Corp), Convertible Promissory Note and Warrant Purchase Agreement (Mascoma Corp), Share Purchase Agreement (Mascoma Corp)
Acquisition of Warrant for Personal Account. The Holder represents and warrants that it is acquiring the Warrant and the Exercise Shares solely for its account for investment and not with a view to or for sale or distribution of said Warrant or Exercise Shares or any part thereof. The Holder also represents that the entire legal and beneficial interests of the Warrant and Exercise Shares the Holder is acquiring is are being acquired for, and will be held for, its account only.
Appears in 4 contracts
Samples: Progressive Gaming International Corp, Progressive Gaming International Corp, Progressive Gaming International Corp
Acquisition of Warrant for Personal Account. The Holder represents and warrants that it the Holder is acquiring the Warrant and the Exercise Shares solely for its the Holder’s account for investment and not with a view to or for sale or distribution of said Warrant or Exercise Shares or any part thereof. The Holder also represents that the entire legal and beneficial interests of the Warrant and Exercise Shares the Holder is acquiring is being acquired for, and will be held for, its the Holder’s account only.
Appears in 4 contracts
Samples: CalciMedica, Inc. /DE/, CalciMedica, Inc. /DE/, CalciMedica, Inc. /DE/
Acquisition of Warrant for Personal Account. The By accepting this Warrant, the Holder represents and warrants that it is acquiring the Warrant and the Exercise Shares solely for its account for investment and not with a view to or for sale or distribution of said Warrant or Exercise Shares or any part thereof. The Holder also represents that the entire legal and beneficial interests of the Warrant and Exercise Shares the Holder is acquiring is being acquired for, and will be held for, its account only.
Appears in 3 contracts
Samples: Ambit Biosciences Corp, Ambit Biosciences Corp, Ambit Biosciences Corp
Acquisition of Warrant for Personal Account. The Holder represents and warrants that it is acquiring the Warrant and the Exercise Shares solely for its account for investment and not with a view to or for sale or distribution of said Warrant or the Exercise Shares or any part thereof. The Holder also represents that the entire legal and beneficial interests of the Warrant and the Exercise Shares the Holder is acquiring is being acquired for, and will be held for, its account only.
Appears in 2 contracts
Samples: Luna Innovations Inc, Luna Innovations Inc
Acquisition of Warrant for Personal Account. The Holder represents and warrants that it is acquiring the this Warrant and the Exercise Shares solely for its account for investment and not with a view to or for sale or distribution of said this Warrant or Exercise Shares or any part thereof. The Holder also represents that the entire legal and beneficial interests of the this Warrant and Exercise Shares the Holder is acquiring is being acquired for, and will be held for, its Holder's account only.
Appears in 2 contracts
Samples: Multicell Technologies Inc., Multicell Technologies Inc.
Acquisition of Warrant for Personal Account. The Holder represents and warrants that it is acquiring the Warrant and and, upon exercise, will acquire the underlying Exercise Shares solely for its account for investment purposes and not with a view to or for sale or distribution of said Warrant or Exercise Shares or any part thereof. The Holder also represents that the entire legal and beneficial interests of the Warrant and Exercise Shares the Holder is acquiring is being acquired for, and will be held for, its account only.
Appears in 2 contracts
Samples: Adoption Agreement (Decipher Biosciences, Inc.), Adoption Agreement (Decipher Biosciences, Inc.)
Acquisition of Warrant for Personal Account. The Holder represents and warrants that it is acquiring the this Warrant and the Exercise Shares solely for its account for investment and not with a view to or for sale or distribution of said this Warrant or Exercise Shares or any part thereof. The Holder also represents that the entire legal and beneficial interests of the this Warrant and Exercise Shares the Holder is acquiring is being acquired for, and will be held for, its Xxxxxx’s account only.
Appears in 1 contract
Samples: MultiCell Technologies, Inc.
Acquisition of Warrant for Personal Account. The Holder represents and warrants that it is acquiring the Warrant and the Exercise Shares solely for its account for investment and not with a view to or for sale or distribution of said Warrant or Exercise Shares or any part thereof. The Holder also represents that the entire legal and beneficial interests of the Warrant and Exercise Shares the Holder is acquiring is being acquired for, and will be held for, its account only.. __________________________________________________________________________
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Cyclone Uranium Corp)
Acquisition of Warrant for Personal Account. The Holder represents and warrants that it is acquiring the Warrant and the Exercise Shares solely for its account for investment and not with a view to or for sale or distribution of said Warrant or Exercise Shares or any part thereof. The Holder also represents that the entire legal and beneficial interests of the Warrant and Exercise Shares the Holder is acquiring is being acquired for, and will be held for, . its account only.
Appears in 1 contract
Samples: Brand Engagement Network Inc.
Acquisition of Warrant for Personal Account. (a) The Holder represents and warrants that it is acquiring the Warrant and the Exercise Shares solely for its account for investment investment, not as a nominee or agent, and not for the account or benefit of, a U.S. Person, and not with a view to or for sale or distribution of said Warrant or Exercise Shares or any part thereof. The Holder also represents that the entire legal and beneficial interests of the Warrant and Exercise Shares the Holder is acquiring is being acquired for, and will be held for, its account only.of
Appears in 1 contract
Samples: Horizon Pharma, Inc.
Acquisition of Warrant for Personal Account. The Holder represents and warrants that it is acquiring the Warrant and the Exercise Shares solely for its account for investment and not with a view to or for sale or distribution of said Warrant or Exercise Shares or any part thereof. The Holder also represents that the entire legal and beneficial interests of the Warrant and Exercise Shares that the Holder is acquiring is being acquired for, and will be held for, its account only.
Appears in 1 contract
Samples: Office Lease (New Relic Inc)
Acquisition of Warrant for Personal Account. The Holder represents and warrants that it is acquiring the Warrant and the Exercise Shares solely for its account for investment and not with a view to or for sale or distribution of said Warrant or Exercise Shares or any part thereof, other than potential transfers between affiliates (including affiliated funds). The Holder also represents that the entire legal and beneficial interests of the Warrant and Exercise Shares the Holder is acquiring is being acquired for, and will be held for, its account only.
Appears in 1 contract
Acquisition of Warrant for Personal Account. The Holder represents and warrants that it is acquiring the Warrant and the Exercise Shares solely for its account for investment and not with a view to or for sale or distribution of said Warrant or Exercise Shares or any part thereof, other than potential transfers between affiliates (including affiliated funds). The Holder also represents that the entire legal and beneficial interests of the Warrant and Exercise Shares the Holder is acquiring is being acquired for, and will be held for, its (or its affiliates’) account only.
Appears in 1 contract
Samples: Urgent.ly Inc.
Acquisition of Warrant for Personal Account. The Holder represents and warrants warrants, as of the date hereof, that it is acquiring the Warrant and the Exercise Shares solely for its account for investment and not with a view to or for sale or distribution of said Warrant or Exercise Shares Shares, or any part thereof, except in compliance with applicable federal and state securities laws. The Holder also represents and warrants that the entire all legal and beneficial interests of in the Warrant and the Exercise Shares which the Holder is acquiring is are being acquired for, and will be held for, its account only.
Appears in 1 contract
Samples: Northwest Biotherapeutics Inc
Acquisition of Warrant for Personal Account. The Holder represents and warrants that it is acquiring the Warrant and the Exercise Shares solely for its account for investment and not with a view to or for sale or distribution of said Warrant or Exercise Shares or any part thereof. The Holder also represents that the entire legal and beneficial interests of the Warrant and Exercise Shares the Holder is acquiring is being acquired for, and will be held for, its account only.Shares
Appears in 1 contract
Samples: Oportun Financial Corp
Acquisition of Warrant for Personal Account. The Holder represents and warrants that it is acquiring the this Warrant and the Exercise Shares solely for its account for investment and not with a view to or for sale or distribution of said Warrant or Exercise Shares or any part thereof. The Holder also represents that the entire legal and beneficial interests of the this Warrant and Exercise Shares the Holder is acquiring under this Warrant is being acquired for, and will be held for, its account only.
Appears in 1 contract
Acquisition of Warrant for Personal Account. The Holder represents and warrants that it is acquiring the Warrant and and, to the extent it acquires, the Exercise Shares solely for its account for investment and not with a view to or for sale or distribution within the meaning of the Securities Act of 1933, as amended of said Warrant or Exercise Shares or any part thereof. The Holder also represents that the entire legal and beneficial interests of the Warrant and Exercise Shares the Holder is acquiring is being acquired for, and will be held for, its account only.
Appears in 1 contract
Samples: Chordiant Software Inc
Acquisition of Warrant for Personal Account. The Holder represents and warrants wan-ants that it is acquiring the Warrant and the Exercise Shares solely for its account for investment and not with a view to or for sale or distribution of said Warrant or Exercise Shares or any part thereof. The Holder also represents that the entire legal and beneficial interests of the Warrant and Exercise Shares the Holder is acquiring is being acquired for, and will be held for, its account only.
Appears in 1 contract
Samples: Bone Biologics, Corp.
Acquisition of Warrant for Personal Account. The Holder represents and warrants that it is acquiring the this Warrant and the Exercise Shares solely for its account for investment and not with a view to or for sale or distribution of said this Warrant or Exercise Shares or any part thereof. The Holder also represents that the entire legal and beneficial interests of the Warrant and Exercise Shares the Holder is acquiring is being acquired for, and will be held for, its account only.
Appears in 1 contract
Samples: Monster Digital, Inc.
