Common use of Accounting to You Clause in Contracts

Accounting to You. Other than as part of our discretionary management service, we will confirm to you in writing the reason for recommending any transaction executed on your behalf. We will communicate with you in English and wherever possible jargon free and plain English. We will also make arrangements for all your investments to be registered in your name, unless you first instruct us otherwise in writing. We will forward to you all documents showing ownership of your investments as soon as practicable after we receive them; where a number of documents relating to a series of transactions is involved, we will normally hold each document until the series is complete and then forward them to you. Best Execution When placing orders on your behalf in relation to financial instruments we will take all sufficient steps to achieve what is called ‘Best Execution’ of the order. We have in place a policy and procedures which are designed to obtain the best possible execution result. A copy of our Best Execution policy is available on request. Investment Objectives and Restrictions Advice or recommendations offered to you will be based on your stated investment objectives, attitude to risk and any restrictions you wish to place on the type of investments or policies you are willing to consider. Details of your stated investment objectives will be included in the suitability report we will issue to you to confirm our recommendations. Methods of Communication We will enter into communication with you through whatever means are convenient and appropriate to you and us for the circumstances concerned. This may include face to face meetings, letter, telephone, E-mail and other suitable electronic methods of communication. Communications will ordinarily be in English, in respect of both oral and written communications. The term “electronic” communication covers many categories of communications and includes (amongst others) video conferencing, fax, email, SMS, business-to-business devices and mobile device applications. We are required by the FCA to keep records of any telephone conversations or other electronic communications with our clients in relation to the arranging of transactions in investments that are categorised as financial instruments.

Accounting to You. Other than as part of our discretionary management model portfolio service, we will confirm to you in writing the reason for recommending any transaction executed on your behalf. We will communicate with you in English and wherever possible jargon free and plain English. We will also make arrangements for all your investments to be registered in your name, unless you first instruct us otherwise in writing. We will forward to you all documents showing ownership of your investments as soon as practicable after we receive them; where a number of documents relating to a series of transactions is involved, we will normally hold each document until the series is complete and then forward them to you. Best Execution When placing orders on your behalf in relation to financial instruments we will take all sufficient steps to achieve what is called ‘Best Execution’ of the order. We have in place a policy and procedures which are designed to obtain the best possible execution result. A copy of our Best Execution policy is available on request. Investment Objectives and Restrictions Advice or recommendations offered to you will be based on your stated investment objectives, attitude to risk and any restrictions you wish to place on the type of investments or policies you are willing to consider. Details of your stated investment objectives will be included in the suitability report we will issue to you to confirm our recommendations. Methods of Communication We will enter into communication with you through whatever means are convenient and appropriate to you and us for the circumstances concerned. This may include face to face meetings, letter, telephone, E-mail and other suitable electronic methods of communication. Communications will ordinarily be in English, in respect of both oral and written communications. The term “electronic” communication covers many categories of communications and includes (amongst others) video conferencing, fax, email, SMS, business-to-business devices and mobile device applications. We are required by the FCA to keep records of any telephone conversations or other electronic communications with our clients in relation to the arranging of transactions in investments that are categorised as financial instruments.