1940 Act. The Seller is not required to be registered as an “investment company” and is not a company “controlled” by an investment company within the meaning of the 1940 Act.
Appears in 4 contracts
Samples: Receivables Purchase Agreement (Nationstar Mortgage Holdings Inc.), Receivables Purchase Agreement (Nationstar Mortgage Holdings Inc.), Receivables Purchase Agreement (Nationstar Mortgage Holdings Inc.)
1940 Act. The Seller is not, and is not controlled by, an "investment company" registered or required to be registered under the Investment Company Act of 1940, as an “investment company” and is not a company “controlled” by an investment company within the meaning of the 1940 Actamended.
Appears in 4 contracts
Samples: Pooling and Servicing Agreement (Asta Funding Inc), Pooling and Servicing Agreement (Asta Funding Inc), Pooling and Servicing Agreement (Asta Funding Inc)
1940 Act. The Seller is not, and is not controlled by, an "investment company" registered or required to be registered under the Investment Company Act of 1940, as an “investment company” and is not a company “controlled” by an investment company within the meaning of the 1940 Actamended. Section 8.02.
Appears in 4 contracts
Samples: Master Trust Agreement (Aegis Consumer Funding Group Inc), Pooling and Servicing Agreement (Aegis Consumer Funding Group Inc), Pooling and Servicing Agreement (Aegis Consumer Funding Group Inc)