INDEX OF DEFINED TERMS. “To the Knowledge of” or “Knowledge” 20 280G Stockholder Approval 49 Acquiror Indemnified Person 60 Action 22 Agreement 1 Ancillary Agreements 21 Arbitrator 12 Assets 31 Audited Closing Financial Statements 56 Benefit Plan 32 Certificate of Merger 2 Change in Company Recommendation 48 Claim Period 63 Claims 56 Closing 2 Closing Date 2 Closing Date Indebtedness 5 Closing Date Net Indebtedness 5 Closing Date Net Working Capital 11 COBRA 33 Code 7 Company 1 Company Common Stock 1 Company Recommendation 1 Company Stock Certificates 6 Company Takeover Proposal 48 Company Transaction Expenses 5 Confidentiality Agreement 52 Continuing Employees 48 Contracts 26 D&O Tail Premium 55 DGCL 1 Disclosure Schedule 18 Dissenting Shares 18 Effective Time 2 Encumbrance 30 Environmental Laws 39 Environmental Liabilities 39 ERISA 32 ERISA Affiliate 32 Escrow Agent 4 Escrow Agreement 4 Escrow Fund 4 Estimated Closing Date Net Working Capital 11 Estimated Closing Statement 11 Estimated Working Capital Deficit 11 Estimated Working Capital Surplus 11 Exchange Act 41 Exchange Fund 6 Final Closing Statement 12 Financial Statement Date 31 Financial Statements 31 FLSA 37 GAAP 29 Government Programs 40 Governmental Authority 22 Hazardous Materials 39 HSR Act 22 Indebtedness 28 Indemnifiable Losses 60 Indemnification Threshold 61 Indemnified Person 64 Insurance Policy 35 Intellectual Property 24 Intellectual Property Assignment Agreement 22 Intellectual Property Contributor 22 Knowledgeable Sellers 20 Law 19 Lease 30 Leased Real Property 30 Licensed Intellectual Property 24 Litigation Indemnification Threshold 62 LogistiCare 18 Material Adverse Effect 18 Material Contracts 26 Merger 1 Merger Consideration 3 Merger Consideration Statement 5 Merger Sub 1 Obligated Person 64 Owned Intellectual Property 24 Parent 1 Parent Indemnification Cap 63 Payoff Letters 46 Permits 25 Permitted Encumbrances 30 Potential 280G Benefits 49 Proposed Closing Statement 12 Receivables 31 Registration Statement 8 Related Party 29 Released Persons 56 Required Stockholder Approval 40 SEC 8 Securities Act 8 Seller Indemnification Cap 62 Software 25 Stockholders’ Representative 1 Subsidiaries 21 Surviving Entity 2 Target Indemnified Person 61 Target Net Working Capital 11 Tax 35 Tax Authority 34 Tax Return 35 Transmittal Letter 6 Treasury Regulations 35 Unaudited Balance Sheet 31 Uninterested Accounting Firm 12 Working Capital Deficit 11 Working Capital Surplus 11 AGREEMENT AND PLAN OF MERGER THIS AGREEMENT AND P...
INDEX OF DEFINED TERMS. Term Reference 2000 Plan 5.9(a)(ii) 2006 Plan 5.9(a)(ii) 401(k) Plans 5.9(g) Accepting Directors 5.13 Acquisition 7.3(b)(iv) Acquisition Proposal 5.3(g)(i) Affiliate 8.3(b) Agreement Preamble Annual Meeting Matters 5.1 Approval 2.2(d)(ii) Assumed Option 5.9(a)(iii) Assumed RSU 5.9(c) Bankruptcy and Equity Exception 2.3(a) Book Entry Shares 1.7(c) Briefings 5.6(b) business day 8.3(a) CCC Recitals Certificates 1.7(c) Change of Recommendation 5.3(d)(i) Change of Recommendation Notice 5.3(d)(i)(2) Charter Amendment 3.18 CIC Plan 4.1(b)(xv) Closing 1.2 Closing Date 1.2 Code Recitals Company Preamble Company Balance Sheet 2.4(b) Company Benefit Plan 2.12(a)(i) Company Charter Documents 2.1(b) Company Common Stock 1.6(a) Company Current Employees 5.9(f) Company Designated SEC Reports 8.3(c) Company Disclosure Schedule Article II Company Employee 2.12(a)(ii) Company Employee Agreement 2.12(a)(iv) Company ESPP 5.9(d) Company Environmental Permits 2.14(d) Company Financials 2.4(b) Company IP 2.7(a)(i) Company IP Contract 2.7(a)(ii) Company Lease 2.13(a) Company Leased Property 2.13(a) Company Licensed IP 2.7(a)(iii) Company Material Contract 2.15(a) Company Necessary Consents 2.3(c) Company Options 2.2(c) Company Permits 2.8(b) Company Preferred Stock 2.2(a) Company Products 2.7(a)(iv) Company Registered Intellectual Property 2.7(a)(v) Company Restricted Stock 2.2(b) Company Restricted Stock Unit 2.2(b) Company SEC Reports 2.4(a) Term Reference Company Stock Plans 2.2(c) Company Termination Fee 7.3(b)(i) Company Third Party IP Contract 2.7(a)(vi)
INDEX OF DEFINED TERMS. The following terms are defined elsewhere in this Agreement, as shown in the table below: Term Location “Accounting Firm” Section 3.02(b) “Acquired Competing Business” Section 7.11(c) “Acquired Person” Section 7.11(c) “Acquisition” Section 2.02 “Adverse Recommendation Change” Section 7.10(b) “Advertising Contract” Section 4.18(a)(xx) “Agreed Accounting Principles” Schedule 3.02 “Agreement” Preamble “Arbitration Panel” Section 14.10(a) “Cash and Cash Equivalents” Section 3.02(h) “Closing” Section 2.03 “Closing Date” Section 2.03 “Competitor” Section 9.02(a) “Competitor List” Section 9.02(a) “Direct Claim” Section 12.04(b) “Direct Claim Notice” Section 12.04(b) “Estimated Monsoon Closing Date Net Cash” Section 3.02(h) “ICDR” Section 13.10(a) “Indemnified Party” Section 12.04(a) “Indemnifying Party” Section 12.04(a) “Independent Directors” Section 8.02(a) “Indigo” Preamble “Indigo Balance Sheet” Section 4.07(d) “Indigo Closing Date Working Capital” Section 3.02(a) “Indigo Current Assets” Section 3.02(h) “Indigo Current Liabilities” Section 3.02(h) “Indigo Directors” Section 8.02(b) “Indigo Financial Statements” Section 4.07(b) “Indigo Intellectual Property” Section 4.17(a) “Indigo Leased Real Property” Section 4.15 “Indigo Material Contracts” Section 4.18(b) “Indigo Minority Interests” Section 4.02(b) “Indigo Organizational Documents” Section 4.01 “Indigo Parent” Preamble “Indigo Parent Deductible” Section 12.01(b)(i) “Indigo Parent Disclosure Letter” Article IV “Indigo Parent Indemnitees” Section 12.02(a) “Indigo Permitted Indebtedness” Section 6.02(j) “Indigo Permitted Liens” Section 4.15 “Indigo Real Property Lease” Section 4.15 “Indigo Securities” Section 4.03(a) “Indigo Shares” Preamble “Indigo Working Capital” Section 3.02(h) Term Location “Interim Indigo Financial Statements” Section 4.07(b) “Labor Union” Section 4.11(h) “Liabilities” Section 4.07(d) “Losses” Section 12.01(a) “Monsoon” Preamble “Monsoon Balance Sheet” Section 5.06(f) “Monsoon Cash” Section 3.02(h)
INDEX OF DEFINED TERMS. Term Location
INDEX OF DEFINED TERMS. Term Reference $ Section 8.3(a) 401(k) Plans Section 5.11(f) Acceptance Time ANNEX I Account Bank Acquiror Section 5.18 Preamble Acquiror Disclosure Schedule Article III Acquiror Material Adverse Effect Section 8.3(d) Acquiror Necessary Consents Section 3.2(c) Acquisition Recitals Acquisition Agreement Section 5.4(a) Acquisition Proposal Section 5.4(g)(i) ACRA Section 2.3(c) Affiliate Section 1.1(a) Agreement Preamble Alternative Transaction Section 7.3(b)(vii) Anticorruption Laws Section 2.8(c)(i) Antitrust Laws Section 2.3(c) Bankruptcy and Equity Exception Section 2.3(a) Barclays Section 2.10 Board Recitals Briefings Section 5.7(b) Business Day Section 8.3(a) Certificate Section 1.5 CFIUS Section 2.3(c) CFIUS Approval Section 6.1(f) Change of Recommendation Section 5.4(d)(i) Change of Recommendation Notice Section 5.4(d)(ii)(2) Closing Date Section 5.1(a)(v) Code Section 1.3 Commitment Letters Section 3.4 Companies Act Recitals Company Preamble Company Balance Sheet Section 2.4(b) Company Benefit Plan Section 2.12(a)(i) Company Board Approval Section 2.18 Company Charter Documents Section 2.1(b) Company Current Employees Section 5.11(e) Company Designated SEC Reports Section 8.3(b) Company Disclosure Schedule Article II Company Employee Section 2.12(a)(ii) Company Environmental Permits Section 2.14(d) Company Financials Section 2.4(b) Company International Plan Section 2.12(k)(i) Company IP Section 2.7(a)(i) Company IT Systems Section 2.7(a)(ii) Company Lease Section 2.13(a) Company Leased Property Section 2.13(a) Company Material Adverse Effect Section 8.3(d) Company Material Contract Section 2.15(a) Company Necessary Consents Section 2.3(c) Company Options Section 2.2(c) Company Ordinary Shares Recitals Company Owned Property Section 2.13(b) Company Permits Section 2.8(b) Company Products Section 2.7(a)(iii) Company Real Property Section 2.13(b) Company Related Party Section 7.3(b)(iii) Company Restricted Share Units Section 2.2(b) Company Restricted Shares Section 2.2(b) Company Routine Grants Section 4.1(b)(iii) Company SEC Reports Section 2.4(a) Company Share Plans Section 2.2(c) Company Shareholder Approval Section 6.1(a) Confidentiality Agreement Section 5.5(a) Contract Section 2.3(b) Court Section 5.1(a)(i) D&O Insurance Section 5.12(e) Debt Financing Section 3.4 Debt Financing Commitments Section 3.4 Denied Party Section 2.8(c)(ix) DOJ Section 5.7(a) Effect Section 8.3(d) Effective Time Section 5.1(a)(v) Environment Section 2.14(a)(ii) Environm...
INDEX OF DEFINED TERMS. Defined Term Section ------------ -------
INDEX OF DEFINED TERMS. Defined Term Defined in Section ------------ ------------------
INDEX OF DEFINED TERMS. Term Location 19(a) Statement § 3(a)(3) 1933 Act Schedule A 1934 Act Schedule A 1940 Act Schedule A 314(a) Procedures § 3(b)(4) Account § 3(c)(1)(i)(G) Account Credit § 3(e)(5)(A) Account Fees § 3(e)(5)(B) ACH Schedule A Affiliate Schedule A Affiliated Third Party Institution § 3(e)(1) Agreement Preamble Agreement Records § 6(a) AML § 3(b)(l)(A)(ii) AML Services § 3(b) Applicable Law Schedule A Appropriate List Matching Data § 3(b)(5)(D) Attorneys Fees Schedule A Audit § 6(b) Audit File § 3(a)(10)(iv) Authorized Person Schedule A Back-Up Facilities § 8(a) Bank Charges § 3(e)(5)(E) BCP Test Group § 8(c) Beneficiary § 3(a)(9)(A)(i) Blue Sky Information § 3(a)(22)(i) BNY Mellon Bank Schedule A BNYM Background BNYM Corporation Schedule A BNYM Equipment Sub-Agreement BNYM System Sub-Agreement Bona Fide Reason § 10(c) Books And Records Laws § 2(a) Breach Conduct § 11(a) Breach Notice § 13(b) Breach Termination Notice § 13(b) Business Continuity Plan § 8(b) Business Day § 1(b) Carryover Account Credit § 3(e)(5)(B) Carryover Months § 3(e)(5)(B) CIP Regulations § 3(b)(3)(A) Claim Schedule A Code Schedule A COLD Sub-Agreement Commercially Infeasible § 1(d)(2) commercially reasonable § 6(a) Comparison Results § 3(b)(4) Compliance Failures § 3(a)(8)(ii) conduct Schedule A Confidential Information § 4(b) Continuation Services § 13(g)(iii) Contract Year § 3(d)(2)(A)(i) control affiliates § 3(b)(6)(D) Controls § 3(c)(1)(i) Conversion Actions § 13(g)(i) Conversion Expenses § 13(g)(i) Corporate Transaction § 17(a) course of conduct Schedule A Covered Account § 3(c)(1)(i)(F) Covered Person § 3(c)(1)(i)(D) CPI § 9(c) Credited Hours § 3(j) Customer § 3(b)(3)(A)(i) Custody Account § 3(e)(2)(A) Day 2 Services § 3(j) Data Elements § 3(b)(3)(A)(i) DDAs § 3(a)(17)(v) Dealer § 2(a) Defaulting Party § 13(c) Designated Service Accounts § 3(e)(5)(E) Determination Date § 3(d)(2)(A)(vii) Determination Date Amount § 3(d)(2)(A)(vi) Direct Account § 3(c)(1)(i)(E) Director § 3(b)(5)(A)(iii) Disaster § 8(a) Documentation Sub-Agreement Down-To-Date Calculations § 3(a)(9)(F)(v) Downward Increment § 3(d)(2)(A)(v)(bb) DRAS Sub-Agreement Dreyfus Data Sub-Agreement Dreyfus System Sub-Agreement DTI Preamble DTI Account Documentation § 3(a)(9)(A)(ii) DTI Audits § 6(a) DTI Indemnified Party § 12(a) DTI Procedures § 14(b) E-delivery Schedule A Effective Date Schedule A Eligible Assets § 3(a)(9)(A)(iii) Eligible Property § 3(a)(8)(i)(B) Email Instructions § 10(h) Event Beyond Reasonable Control § 11(b)...
INDEX OF DEFINED TERMS. Defined Term Section ------------ ------- Acquired Company Conversions Section 4.03 affiliate Section 9.03(a) Agreement Preamble Xxxxxx Xxxxxxxx Section 3.10(b) beneficial owner Section 9.03(b) Blue Sky Laws Section 3.05(b) business day Section 9.03(c) CERCLA Section 3.13(d) Certificate Amendment Section 4.04 Certificate of Merger Section 1.03 Certificates Section 2.02(b) Closing Section 1.02 Code Recitals Company Preamble Company 1996 10-K Section 3.11 Company Affiliate Letter Section 6.04(a) Company Benefit Plans Section 3.09(a) Company Common Stock Recitals Company Designees Section 6.03 Company Disclosure Schedule Section 3.01 Company Foreign Benefit Plan Section 3.09(c) Company Indentures Section 6.05 Company Material Adverse Effect Section 3.01 Company Material Contract Section 3.11 Company Permits Section 3.06 Company Preferred Stock Section 3.03 Company Reports Section 3.07(a) Company Stock Options Section 2.04 Company Stock Plans Section 3.03 Company Stockholders' Meeting Section 6.01(a) Company Subordinated Notes Section 3.03 Company Subsidiaries Section 3.01 Company Termination Fee Section 8.05(b) Competing Transaction Section 5.06(b) Confidentiality Agreement Section 5.05(b) Coopers & Xxxxxxx Section 4.10(b) DGCL Recitals DLJ Section 4.17 Index of Defined Terms (cont'd) Defined Term Section ------------ -------
INDEX OF DEFINED TERMS. (Includes terms defined in the Collateral Agent Assignment Agreement, this Collateral Agency Agreement, the Security Agreement, the ALF LLC Agreement and the Closed-End Servicing Agreement. References in this Index of Defined Terms to Appendix A are to Appendix A to the Collateral Agency Agreement.) $ A Additional Warehouse Facilities Appendix A, Page 15 Additional Warehouse Facility Appendix A - page 15 Administrative Repurchase Appendix A - page 15 Advance Appendix A - page 15 Adverse Claim Appendix A - page 15 Adverse Selection Criteria Collateral Agency Agreement, Section 6.2(b) (subclause (d)) Affected Party Appendix A - page 15 Affiliate Appendix A - page 15 Alabama Trustee Collateral Agency Agreement, Recitals Alabama UTI Certificate Collateral Agency Agreement, Recitals Bank of America Appendix A, Page 15 Bank of America Receivables Financing Agreement Appendix A, Page 15 Borrower 1, Appendix A, Page 15 Borrower Novation Collateral Agency Agreement, Recitals C CAA Indemnified Parties Collateral Agency Agreement, Section 2.6(a) CAA Indemnified Party Collateral Agency Agreement, Section 2.6(a) CAA Liabilities Collateral Agency Agreement, Section 2.6(a) Carrying Costs Appendix A, Page 15 Class Appendix A, Page 15 Closed-End Administration Agreement Appendix A, Page 15 Closed-End Collateral Agent 1, Appendix A, Page 15 Closed-End Collateral Agent Administrator Appendix A, Page 15 Closed-End Collateral Specification Notice Appendix A, Page 15 Closed-End Collateral Specified Interest Appendix A, Page 15 Closed-End Collections Appendix A, Page 15 Closed-End EN Collected Amounts Appendix A, Page 15 Closed-End EN Collection Period Appendix A, Page 15 Closed-End EN Secured Parties Appendix A, Page 9 Closed-End EN Secured Party Appendix A, Page 15 Closed-End Exchange Note Collateral Agency Agreement, Section 6.1(e) Closed-End Exchange Note Collections Appendix A, Page 15 Closed-End Exchange Note Payment Date Appendix A, Page 15 Closed-End Exchange Notes Collateral Agency Agreement, Section 6.1(e) Closed-End Lease Appendix A, Page 15 Closed-End Warehouse Collected Amounts Appendix A, Page 15 Closed-End Warehouse Collections Appendix A, Page 15 Closed-End Warehouse Facility Lease Appendix A, Page 15 Code Appendix A, Page 15 Collateral Agency Accession Agreement Collateral Agency Agreement, Section 2.1(b) Collateral Agent Assignment Agreement Appendix A, Page 15, Collateral Agency Agreement, Recitals Commission Appendix A, Page 15 Commitment Appendix A, Page 15 ...
