UTP Plan definition

UTP Plan means the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis.
UTP Plan. ’ means the ‘‘Reporting Plan for Nasdaq/National Market System Securities Traded on an Exchange on an Unlisted or Listed Basis’’ pursuant to which national securities exchanges disseminate last sale prices of transactions in UTP Plan Securities in compliance with Rule 601 under Regulation NMS. The UTP Plan can be found at http:// www.utpdata.com.
UTP Plan. ’ means the Joint

Examples of UTP Plan in a sentence

  • Subscriber acknowledges that Nasdaq, in the course of providing services to Subscriber, may process Personal Data (as defined in the The Nasdaq Stock Market LLC Vendor Agreement for UTP Plan Services (“Vendor Agreement”)) in the performance of services or in support of its rights (including, but not limited to, its audit and usage review rights) under the Vendor Agreement.

  • With respect to individuals whose Personal Data is processed by Nasdaq and/or its service providers, the current publicly-posted Privacy Policy identified on the UTP Plan website located at ▇▇▇.▇▇▇▇▇▇▇.▇▇▇, or its successor website, shall apply to such processing.

  • Nasdaq grants to Subscriber a nonexclusive, non-transferable license during the term of the Agreement to receive and use the Information transmitted to it by Vendor and thereafter to use such Information as permitted under the terms of this Agreement and/or the UTP Plan Requirements.

  • In the course of providing services to Vendor or in the submission of applicable reporting by Vendor pursuant to the Agreement, Nasdaq may process Personal Data (as defined in the Nasdaq Vendor Agreement for UTP Plan Services Data Processing Addendum (“Data Processing Addendum”)) as part of the services or in support of its rights (including, but not limited to, its audit and usage review rights) under this Agreement.

  • Vendor shall indemnify the Indemnified Parties against any assertion of claims or losses relating against the Indemnified Parties made by a Subscriber who receives the Information from Vendor (or any person relying upon the Information received by such a Subscriber) arising from Vendor’s election to distribute Information to such Subscriber pursuant to this Section 4.06 rather than presenting the UTP Plan Subscriber Agreement to such persons.

  • Upon the Operative Date, this Agreement supersedes the CQ Plan, the CTA Plan, and the UTP Plan and all other prior agreements among the Members with respect to the subject matter hereof.

  • Vendor shall promptly, but in no event later than ten (10) days after Vendor knows that (i) a breach of or default under this Agreement by Vendor or any Subscriber has occurred or (ii) a breach of or default under any UTP Plan Subscriber Agreement has occurred, deliver to NASDAQNasdaq notice describing the same in reasonable detail.

  • QUESTIONS Please contact the UTP Plan Administrator at a ▇▇▇▇@▇▇▇▇▇▇▇.▇▇▇ or (▇▇▇) ▇▇▇-▇▇▇▇.

  • Once the documentation has been approved, an authorization for initiation of the UTP Plan Services to the applicant will be provided.

  • If your firm prefers to mail the documents, please use the following address: UTP Plan Administratorion, Four Irvington Centre, ▇▇▇ ▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇.


More Definitions of UTP Plan

UTP Plan. ’ means the Joint Self-