UBSW definition
Examples of UBSW in a sentence
Because UBSW is a separately incorporated entity, it is solely responsible for its own contractual obligations and commitments, including obligations with respect to sales and purchases of securities.
Securities sold, offered or recommended by UBSW are not deposits, are not insured by the Federal Deposit Insurance Corporation, are not guaranteed by a branch or agency, and are not otherwise an obligation or responsibility of a branch or agency.
The Company hereby consents to personal jurisdiction, service and venue in any court in which any Claim arising out of or in any way relating to this Agreement is brought by any third party against UBSW or any indemnified party.
To the extent required under the securities laws, prospectuses and other disclosure documents for securities underwritten or privately placed by UBSW will disclose the existence of any such lending relationships and whether the proceeds of the issue will be used to repay debts owed to affiliates of UBSW.
A lending affiliate of UBSW may have lending relationships with issuers of securities underwritten or privately placed by UBSW.
UBSW, an indirect, wholly owned subsidiary of UBS AG, is not a bank and is separate from any affiliated bank, including any U.S. branch or agency of UBS AG.
Each of UBSW and the Company (on their respective behalfs and, to the extent permitted by applicable law, on behalf of their respective stockholders and affiliates) waives all right to trial by jury in any action, proceeding or counterclaim (whether based upon contract, tort or otherwise) in any way arising out of or relating to this Agreement.
CUSTOMER: USAA MUTUAL FUND, INC By: ------------------------------------ Name: Title: Date: ------------------------------------ UBSW LLC / BGI as Advisor to Separate Client Account/USAA --neg.
HEDGE ACCOUNT (IF APPLICABLE) The undersigned Customer represents and warrants that the Account is a hedge account and every order given for the purchase or sale of Contracts and for the Account, except with prior notice (which may be oral notice confirmed in writing) to the contrary by the undersigned Customer to UBSW LLC, will be a bona fide hedging transaction as defined in Regulation 1.3(z) promulgated by the CFTC.
In the event of such notice, Customer will either close out open UBSW LLC / BGI as Advisor to Separate Client Account/USAA --neg.