Transferring Client definition

Transferring Client means each Client who does not issue a Client Election Notice in accordance with clause 2.4. All other capitalised terms not defined in this section 1 will have the meaning given to them in the Corporations Act.
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Examples of Transferring Client in a sentence

  • In respect of each Transferring Client, the New Licensee assumes responsibility and indemnifies FSP for all Financial Services provided to that Client and for all obligations owed to that Client under any Ongoing Fee Arrangement, from the Date of Termination.

  • NOTE: ONLY ONE BALLOT MAY BE CAST BY ANY MEMBER REGARDLESS OF THE NUMBER OF MEMBERSHIPS OWNED.

  • If any commission, brokerage or other fees received or receivable by FSP in relation to products or services provided or recommended to a Transferring Client before the Date of Termination is reversed or refunded by the product issuer on or after the Date of Termination (“Reversed Commissions”), the New Licensee must on demand from FSP, pay to FSP the Reversed Commission within 5 Business Days of the date of demand.

  • The foregoing notwithstanding, any and all Claims by a Buyer Indemnified Party against Seller for indemnification relating to any claim by a customer, in connection with his Transferring Client Account, for claims arising or accruing prior to the Closing Date shall not be subject to, or included in calculating the limitations contained in this Section 11.5.

  • The indemnification provisions set forth in this Article XI shall survive the Closing Date for a period of one (1) year; provided, however, that Seller’s obligation to indemnify Buyer with respect to any claim by a customer, in connection with his Transferring Client Account, for claims arising or accruing prior to the Closing Date, shall survive until such date that the applicable customer claims become barred by the relevant statute of limitations.

  • Custody and control of Transferring Client assets shall remain at Seller.

  • Except as provided in the Scheme Document (and paragraph 10 below), every contract in respect of the Transferring Business (including the Transferring Client Agreements and the Transferring Third Party Contracts) shall have effect on and from the Effective Date as if the contract had been made with Kleinwort Hambros instead of KBBL and in respect of anything falling to be done after the Effective Date, a reference to Kleinwort Hambros shall be substituted in place of a reference to KBBL.

  • If any commission, brokerage or other fees received or receivable by RI in relation to products or services provided or recommended to a Transferring Client before the Date of Termination is reversed or refunded by the product issuer on or after the Date of Termination (“Reversed Commissions”), the New Licensee must on demand from RI, pay to RI the Reversed Commission within 5 Business Days of the date of demand.

  • On and with effect from each Relevant Date, Transferring Client Agreements will be amended to delete references to the Belgian deposit and investor protection scheme via the Protection Fund for Deposits and Financial Instruments (for financial instruments) and the Guarantee Fund (for deposits) which will be replaced by the UK's Financial Services Compensation Scheme.

  • In respect of each Transferring Client, the New Licensee assumes responsibility and indemnifies RI for all Financial Services provided to that Client and for all obligations owed to that Client under any Ongoing Fee Arrangement, from the Date of Termination.

Related to Transferring Client

  • Transferring Party has the meaning given such term in Section 5.2(b).

  • Transferring Member has the meaning set forth in Section 9.4.

  • Transferring Shareholder has the meaning set out in Section 6.1;

  • Transferring Stockholder has the meaning assigned to such term in Section 3.4(a).

  • Transferring applicant means a person transferring from another health insurer.

  • Transferring Employee means an employee at the airport who timely transfers to the regional authority by the transfer date.

  • Third Party Purchaser means any Person who, immediately prior to the contemplated transaction, (a) does not directly or indirectly own or have the right to acquire any outstanding Common Stock or (b) is not a Permitted Transferee of any Person who directly or indirectly owns or has the right to acquire any Common Stock.

  • Transferring Supplier Employees means those employees of the Supplier and/or the Supplier’s Sub-Contractors to whom the Employment Regulations will apply on the Service Transfer Date.

  • Transferring Employees means employees of the Incumbent Contractor who are wholly or mainly assigned to work in the provision of the Service and who are subject of a Relevant Transfer to the Contractor by virtue of the application of the TUPE Regulations.

  • Transferring means moving into or out of a bed, chair or wheelchair.

  • Transferring Former Supplier Employees in relation to a Former Supplier, those employees of the Former Supplier to whom the Employment Regulations will apply on the Relevant Transfer Date; and

  • Transfer student means a student entering an institution for the first time having successfully completed a minimum of 12 semester hours at another institution which is applicable for credit at the institution the student is entering.

  • Direct seller means a person selling consumer products to individuals for personal or household use and not from a fixed retail location, including selling such product at in-home product demonstrations, parties, and other one-on-one selling.

  • Third Party Vendor means any person or entity that provides SaaS, third party software and/or related intellectual property. “Work” means any additional work the Customer requests Singtel to perform in relation to the Service.

  • Tag or “RFID tag” means the unique identification number or Radio Frequency Identification (RFID) issued to a licensee by the agency for tracking, identifying and verifying marihuana plants, marihuana products, and packages of marihuana product in the statewide monitoring system.

  • prospective sale means a sale which is intended to be made in the future, upon the occurrence of a stated event, whether or not the occurrence of the event is certain;

  • Selling Institution The entity obligated to make payments to the Issuer under the terms of a Participation Interest.

  • Restricted Transfer a transfer of Personal Data which is undergoing processing or which is intended to be processed after transfer, to a country or territory to which such transfer is prohibited or subject to any requirement to take additional steps to adequately protect the Personal Data processed under this Agreement for the transfer to be lawful under the Data Protection Legislation;

  • End Client means the end client (if any) in respect of the project in connection with which the Supplier is providing its Services as a sub-contractor;

  • Type II transfer means that phrase as defined under Section 3 of the Executive Organization Act of 1965, 1965 PA 380, MCL 16.103.

  • Prospective Transferee means any person to whom a Key Holder proposes to make a Proposed Key Holder Transfer.

  • The Client means the organization purchasing the service.

  • Disposing Member is defined in Section 4.1.

  • Bona fide purchaser means a purchaser of property for value who was not knowingly a party to fraud or illegality affect- ing the interest of the spouses or other parties to the transaction, does not have notice of an adverse claim by a spouse and acted in the transaction in good faith.

  • Direct Selling means marketing, distribution and sale of goods or providing of services through a network of direct sellers.

  • Prospective Student means an Applicant for admission to an Educational Institution.