Transferring Client definition

Transferring Client means each Client who does not issue a Client Election Notice in accordance with clause 2.4. All other capitalised terms not defined in this section 1 will have the meaning given to them in the Corporations Act.
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Transferring Client means each Client who does not issue a Client Election Notice in accordance with clause 2.4.
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Examples of Transferring Client in a sentence

  • Where the data exporter is established outside of the EU, but within an Extended EEA Country, the competent supervisory authority shall be the supervisory authority of the Extended EEA Country in which the Transferring Client Entity is established.

  • Custody and control of Transferring Client assets shall remain at Seller.

  • The indemnification provisions set forth in this Article XI shall survive the Closing Date for a period of one (1) year; provided, however, that Seller’s obligation to indemnify Buyer with respect to any claim by a customer, in connection with his Transferring Client Account, for claims arising or accruing prior to the Closing Date, shall survive until such date that the applicable customer claims become barred by the relevant statute of limitations.

  • Except as expressly provided in this Agreement to the contrary, each Party shall be responsible for their respective costs incurred with respect to the movement of the Transferring Client Accounts and Records.

  • In respect of each Transferring Client, the New Licensee assumes responsibility and indemnifies FSP for all Financial Services provided to that Client and for all obligations owed to that Client under any Ongoing Fee Arrangement, from the Date of Termination.

  • If any commission, brokerage or other fees received or receivable by FSP in relation to products or services provided or recommended to a Transferring Client before the Date of Termination is reversed or refunded by the product issuer on or after the Date of Termination (“Reversed Commissions”), the New Licensee must on demand from FSP, pay to FSP the Reversed Commission within 5 Business Days of the date of demand.

  • The foregoing notwithstanding, any and all Claims by a Buyer Indemnified Party against Seller for indemnification relating to any claim by a customer, in connection with his Transferring Client Account, for claims arising or accruing prior to the Closing Date shall not be subject to, or included in calculating the limitations contained in this Section 11.5.

  • If any commission, brokerage or other fees received or receivable by RI in relation to products or services provided or recommended to a Transferring Client before the Date of Termination is reversed or refunded by the product issuer on or after the Date of Termination (“Reversed Commissions”), the New Licensee must on demand from RI, pay to RI the Reversed Commission within 5 Business Days of the date of demand.

  • In respect of each Transferring Client, the New Licensee assumes responsibility and indemnifies RI for all Financial Services provided to that Client and for all obligations owed to that Client under any Ongoing Fee Arrangement, from the Date of Termination.

  • RI Advice Group agrees that it or its officers, directors, employees, agents or authorised representatives will not knowingly and intentionally solicit, approach or contact any Transferring Client in the Non-Solicitation Territory during the Non-Solicitation Period commencing on the day this Agreement comes to an end.