Trading Procedures definition
Examples of Trading Procedures in a sentence
The Company agrees to provide each Fund or its designee with a copy of the Late Trading Procedures and such certifications and representations regarding the Late Trading Procedures as the Fund or its designee may reasonably request.
The Company will promptly notify the Fund in writing of any material change to the Late Trading Procedures.
Upon the request of MBSC, the Service Provider shall provide such information, representations and certifications regarding the Late Trading Procedures, as may reasonably be requested.
The Company agrees to provide the Fund or its designee with a copy of the Late Trading Procedures and such certifications and representations regarding the Late Trading Procedures as the Fund or its designee may reasonably request.
The Company will promptly notify the Funds in writing of any material change to the Late Trading Procedures.
We will ensure the ability of appropriate regulatory authorities to obtain information and records relating to our Late Trading Procedures and the ability of you and the Fund or your agents to inspect our records and facilities regarding compliance with our Late Trading Procedures.
We will notify you in writing of any material change in our Late Trading Procedures within 60 days of such change.
Insurance Company and Contract Distributor will ensure the ability of appropriate regulatory authorities to obtain information and records relating to the Late Trading Procedures and the ability of Lazard and Fund or their agents to inspect the records and facilities of Insurance Company and Contract Distributor regarding compliance with the Late Trading Procedures.
Participant acknowledges receipt of, and understands and agrees to, this Agreement, the Plan, the related Plan prospectus, the Company’s ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Policy, the Company’s Section 16 Officer and Director Trading Procedures (if applicable) and the Compensation Recovery Policy (if applicable).
The Client hereby acknowledges the responsibilities of reporting and reporting requirements set out herein, the Rules of SEHK, Options Trading Rules of SEHK, Operational Trading Procedures of SEHK, SFC Rules and Guidance Notes.