Trade Reporting definition

Trade Reporting means the act of informing the Exchange of a Bilaterally Negotiated Trade (via entry by the Member into the Trading System or where permitted through a manual process using pre-defined templates) so that it can be considered for Recordation;

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Trade Reporting means the act of informing (via electronic communication) the Exchange of a Bilaterally negotiated trade so that it can be considered for Registration;

Trade Reporting means the act of informing (via electronic communication) the Exchange of a Bilaterally nNegotiated tTrade so that it can be considered for Registration;

Examples of Trade Reporting in a sentence

• Pursuant to the Representation Letter and the Trade Reporting Rules, RBICS confirms that it is, or will be, the sole “reporting counterparty” (as such term is defined in the Trade Reporting Rules) in connection with all reportable FX Transactions.

• We may be obliged to make information about certain transactions public and will meet that obligation in accordance with the FCA Rules (the "Trade Reporting" obligation).

• Cboe shall use reasonable endeavours to provide the Services in accordance with the “MiFID II Pre and Post Trade Reporting Service Description” available on its Website.

• You agree to provide such information (the “Counterparty Data”) as we may reasonably request from time to time (including, without limitation, your legal entity identifier (LEI) number and any updates to such information already provided) as we consider necessary for the purposes of complying with the Trade Reporting Obligation.

• Activity as reported to FINRA TRACE (Trade Reporting and Compliance Engine).

• This Annex supplements and amends the ICE European TR Agreement by setting forth certain additional terms governing Participant’s use of and access to the ETD UK EMIR Trade Reporting Service (as defined below).

• You shall be absolutely and unconditionally bound in connection with each securities Transaction effected by you via the Electronic Services, to make and ensure the timely delivery of any securities sold and/or purchase monies for securities purchased in accordance Trade Reporting: We will publish details of buy and sell trades executed on NX on a timely basis to Markit BOAT with NX flagged as the MTF trading destination by MIC code “NXEU”.

• Please see the ATS OATS and Trade Reporting Guidance that became effective February 2, 2015.

• See also Section 408, Prior Reference Price Transactions, of FINRA’s Trade Reporting Frequently Asked Questions, available at ▇▇▇▇://▇▇▇.▇▇▇▇▇.▇▇▇/industry/trade- reporting-faq#408.

• The Client acknowledges and agrees and represents and warrants that the Client is not providing any advice or opinion to it with respect to the interpretation of the Trade Reporting Rules or any other applicable regulations and that the Client is responsible for conducting its own investigation, analysis and evaluation of the Reporting Obligation and any information or communication from the Client under or in connection with this section 16 and this Agreement.

More Definitions of Trade Reporting

Trade Reporting means the act of informing (via electronic communication or the Trading system) Turquoise of a Bilaterally negotiated trade so that it can be considered for Registration;

Trade Reporting means the reporting obligations under Articles 20 and 21 of MiFIR and the associated EU regulations (EU) 2017/587 (“RTS 1”) and (EU) 2017/583 (“RTS 2”).

Trade Reporting. We will publish details of buy and sell trades executed on NX on a timely basis to Markit BOAT with NX flagged as the MTF trading destination by MIC code “NXEU”. In addition, for AIM securities listed on the London Stock Exchange, we, as an ASMRO, will, report to the London Stock Exchange a non publishing trade report as an “AIM - Off Exchange” trade and if you are an existing London Stock Exchange member firm, your name will be included in the “AIM – Off Exchange” non publishing trade report to the London Stock Exchange. Nomura brand: You will not use our name or the “Nomura” name or logo for marketing or publicity purposes without our prior written consent. Regulatory: You represent that you will comply with all Applicable Rules and the NX Rule Book when using or accessing Electronic Services, the requirements and directions of a Regulator, and our reasonable instructions, including, without limitation, all Notices published or issued in accordance with the NX Rule Book. If you do not comply, we may restrict or prohibit your use of Electronic Services without prior notice. Electronic Services are not for use in any jurisdiction where the provision or use would be contrary to Applicable Rules and we only offer the Electronic Services on that basis. You must ensure the any securities sold in a Transaction are freely transferable without restriction and you are responsible for any delays, expenses and losses associated with compliance or failure to comply with any restrictions on the transfer of any securities. Usage information: You will give us all information that is reasonably requested in connection with this Agreement (including names of Users) and will give us written notice of any material changes. We and/or a Regulator may monitor and review your usage of Electronic Services and Transactions. You agree to provide all assistance and information reasonably requested by us (including where requested by a Regulator) in relation to your use of Electronic Services. Term: This Agreement will remain in effect until the Member resigns membership under Rule 8.4 of the NX Rule Book or the Member’s membership is terminated under Rule 8.1 of the NX Rule Book. Termination will not affect any accrued liabilities or provisions regarding Transactions, liability, indemnities, data and confidential information. Limits: We may at any time suspend, or impose limits on, your access to Electronic Services; any limits notified to you are for our purposes and you should no...