the SFO definition

the SFO means the Securities and Futures Ordinance (Chapter 571 of the Laws of Hong Kong), and any amendments thereto or re-enactment thereof for the time being in force and shall include every other statute incorporated therewith or substituted therefor; and in case of any such substitution the references in these Articles to the provisions of the SFO shall be read as references to the provisions substituted therefor in the new statute;
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Examples of the SFO in a sentence

  • Pursuant to Resolution No. 01-0118, adopted by the Airport Commission on April 18, 2001, the Airport Commission affirmed that it will not tolerate the unauthorized use of its intellectual property, including the SFO logo, CADD designs, and copyrighted publications.

  • The Broker may pay the money of the Client out of the segregated account in accordance with a standing authority pursuant to the SFO.

  • You understand that, in trading China Connect Securities, you will not enjoy the protection afforded by any investor compensation fund, whether established under the SFO or otherwise.

  • At the same time, you may have to comply with disclosure obligations under Part XV of the SFO.

  • For Transactions which are effected in an exchange other than a recognized stock market (as defined under the SFO), the Client hereby acknowledges and accepts that the valid claims in event of any default on the part of the Broker or its associated person will be subject to the rules in the relevant market.

  • Such standing authority which is not revoked prior to its expiry may be renewed or shall be deemed to have been renewed in accordance with the relevant rules made under the SFO.

  • By entering into this Agreement the Director also undertakes to comply to the best of his ability with the Listing Rules and the SFO (or such other applicable laws and regulations in force from time to time).

  • In particular, as the China Connect Securities traded through Stock Connect are not listed or traded on SEHK, the Client will not have protection under the Securities and Futures (Client Securities) Rules made by the SFC under section 148 of the SFO as amended from time to time, unless otherwise specified by the SFC or any other relevant Stock Connect Authority.

  • I/We will have to ensure and procure that in respect of short selling orders by me/us or on my/our behalf, all my/our duties and obligations under any relevant provision of the SFO and any other regulatory requirements, governmental or otherwise, are duly performed and discharged.

  • Information accessed from the database is for the use of the Filer in the ordinary course of its business.

Related to the SFO

  • the SSCBA means the Social Security Contributions and Benefits Act 1992;

  • the FCA means the Financial Conduct Authority;

  • The Lessor Agent" for "the Lessee", "Unit Premises, Unit Improvements, Unit FF&E and Unit" for "Parcel of Property" and "Section 13" for "Section 28".

  • THE LESSEE or any other Person includes without prejudice to the provisions of this Agreement any successor in title to it and any permitted assignee;

  • The End-User means the authorized user of the equipment/the Medical Superintendent/Head of the Department of the concerned specialty.