TC Services definition
Examples of TC Services in a sentence
This Agreement will not restrict TC Services from offering any product or service that any unaffiliated registered broker-dealer may provide.
TC Services shall be responsible for filing all promotional, sales or advertising material, as required, with any state insurance regulatory authorities.
TC Services agrees to comply with the applicable requirements of the securities laws as defined in Section 3(a)(47) of the 1934 Act, including any applicable rules or interpretations thereunder (hereinafter the “Federal Securities Laws”), any applicable securities laws of any state or jurisdiction in which the Contracts are offered or sold, and the requirements of FINRA.
TC Services will not give any information or make any representations other than those contained in such Prospectuses, financial statements, and other documents that CREF provides without first obtaining CREF’s written approval; provided, however, that this requirement will not prevent TC Services from preparing or distributing sales literature or other related material that complies with all relevant securities law requirements.
Merchant will not file any action, in any forum that challenges the ownership of any part of the TC Services, any related software, materials or documentation.
TC Services will be responsible for the training, supervision and control of its associated persons for the purpose of the NASD/FINRA Conduct Rules and the Federal Securities Laws and state securities law requirements applicable in connection with the offering and sale of the Contracts.
TrustCommerce may at any time and from time to time audit Merchant’s use of the TC Services.
Use of the TC Services will not, on its own, cause Merchant to be compliant or eliminate Merchant’s obligations to comply with PCI DSS or any other Network Rule.
All such books and records maintained by or on behalf of T-C Services shall be maintained and preserved in conformity with the requirements of Rules 17a-3 and 17a-4 under the 1934 Act or the corresponding provisions of any future federal securities laws or regulations, to the extent that such requirements are applicable to the Contracts operations.
Merchant is fully responsible for all goods or services offered for sale by it and for anyone to whom it provides access to the TC Services including any advertising for such goods or services regardless of the medium.