TA-1 definition
Examples of TA-1 in a sentence
The Transfer Agent does hereby represent and warrant to the Company that it has an effective registration statement on SEC Form TA-1 and, accordingly, has duly registered as a transfer agent as provided in Section 17A(c) of the Securities Exchange Act of 1934.
The Transfer Agent does hereby represent and warrant to the Fund that it has an effective registration statement on SEC Form TA-1 and, accordingly, has duly registered as a transfer agent as provided in Section 17A(c) of the Securities Exchange Act of 1934.
PFPC has furnished the Fund with copies properly certified or authenticated of its Registration Statement on Form TA-1 under the Securities and Exchange Act of 1934, as amended and all other public reports filed with the SEC related to the services provided to the Fund as may be requested from time to time by the Fund.
BNY Mellon has furnished the Fund with copies properly certified or authenticated of its Registration Statement on Form TA-1 under the Securities and Exchange Act of 1934, as amended and all other public reports filed with the SEC related to the services provided to the Fund as may be requested from time to time by the Fund.
CSTC further represents and warrants that each Recordkeeper appointed by CSTC pursuant to Section 2 of this Amendment shall be registered as a transfer agent under Section 17A of the 1934 Act, and that it shall cause each Recordkeeper to amend its TA-1 to disclose its appointment as a service company and a limited purpose sub-transfer agent to CSTC as co-transfer agent to each Fund's named transfer agent.
CSTC represents and warrants that it is registered as a transfer agent under Section 17A of the Securities Exchange Act of 1934, as amended ("1934 Act"), and CSTC will amend its TA-1 filing to disclose its appointment pursuant to this Amendment as a limited purpose co-transfer agent to each Fund's named transfer agent.
For represented employees in Units TA1 and TW1, the City shall pay up to one hundred percent (100%) of the cost of membership in one job-related professional organization per year for each represented employee, but in no case shall the cost of the membership exceed five hundred dollars ($500).
Except as stated in specific sections of this Agreement or as excluded by this Article, all of the provisions of this Agreement apply to represented employees in Units TA1 and TW1 assigned to the Office of the Mayor or the City Council.
The City agrees to designate as Category IV (IRS mileage rate only) those represented employees in Units TA1 and TW1 assigned to the Office of the Mayor or City Council who use private vehicles for City business including travel to community meetings.
The recipient shall perform basic research findings TA1 and guide device development in TA2.