Suitability Statement definition

Suitability Statement. , for land, means a statement about the uses and activities for which the land is suitable.’.
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Suitability Statement means the suitability statement of an Investor contained in that Investor’s Subscription Booklet.
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Examples of Suitability Statement in a sentence

  • Taking into consideration that this agreement is concluded using a means of distance communication, which prevents the prior delivery of the Suitability Statement, the Company has the right to provide the written statement on suitability in a Durable Medium immediately after the client is bound by this agreement.

  • When providing the investment service of Investment Advice, the Company shall, before the transaction is made, provide the Client with a Suitability Statement, in a Durable Medium, specifying the advice given and how that advice meets the preferences, objectives and other characteristics of the Retail Client.

  • A Client will be provided with the option to postpone the provision of the investment service of Investment Advice until the Suitability Statement is provided.

  • Otherwise, through the acceptance of this Agreement, you consent to the receiving of the Suitability Statement, without undue delay, after the conclusion of the transactions.

  • All representations and warranties contained in this Subscription Agreement and the Purchaser Suitability Statement executed by the undersigned, and the indemnification contained in this paragraph 10, shall survive the acceptance of this subscription and any other transaction contemplated herein.

  • Investor has executed this Suitability Statement as of this _____ day of ___________, 2000.

  • Note Holder acknowledges that Note Holder's representations, warranties, acknowledgments, covenants, and agreements in this Agreement (including in the Investor Suitability Statement) will be relied upon by the Fund in determining Note Holder suitability as a purchaser of the Note.

  • All representations, warranties and covenants contained in this Subscription Agreement and the Purchaser Suitability Statement executed by the Subscriber, and the indemnification contained in this Section 8, shall survive the closing of the transactions contemplated hereby.

  • Member has completed a Suitability Statement to document Member’s status as an Accredited Investor or “Non-Resident Alien.” All information provided by Member in the Documents, including such Suitability Statement is complete and accurate.

  • All investors, individually and where -------------------------------- applicable (for example in the case of trusts, pension and profit sharing plans, IRAs and SEPs) through their duly authorized trustees, custodians or other authorized fiduciaries, must fully complete, sign and date the Purchaser Suitability Statement.

Related to Suitability Statement

  • Rule 482 Statement means a document that contains the number of Securities issued, the offering price and any other items dependent upon the offering price, prepared in accordance with the provisions of Rule 482 of the 1933 Act, a copy of which shall be attached as Schedule D hereto. “Statutory Prospectus” as of any time means the prospectus relating to the Securities that is included in the Registration Statement immediately prior to that time, including any document incorporated by reference therein. Each preliminary prospectus and the prospectus filed as part of the effective Registration Statement or as part of any amendment thereto, or filed pursuant to Rule 497 under the 1933 Act, complied when so filed in all material respects with the Rules and Regulations and each preliminary prospectus and the Prospectus delivered to the Underwriters for use in connection with this offering was identical to the electronically transmitted copies thereof filed with the Commission pursuant to ▇▇▇▇▇, except to the extent permitted by Regulation S-T. If a Rule 462(b) Registration Statement is required in connection with the offering and sale of the Securities, the Fund has complied or will comply with the requirements of Rule 111 under the 1933 Act Rules and Regulations and Rule 3a of the Commission’s Internal and Other Procedures (“Rule 3a”) relating to the payment of filing fees thereof. The Fund, subject to the Registration Statement having been declared effective and the filing of the Prospectus under Rule 497, has taken all required action under the 1933 Act, the 1940 Act, the Securities and Exchange Act of 1934, as amended (the “1934 Act”) and the Rules and Regulations to make the public offering and consummate the sale of the Securities as contemplated by this Agreement.

  • Sustainability Report the annual non-financial disclosure report prepared in accordance with the Standard for Sustainability Reporting publicly reported by the Borrowers and published on an Internet or intranet website to which each Bank and the Administrative Agent have been granted access free of charge (or at the expense of the Borrowers).

  • Annual Statement of Compliance As defined in Section 3.13.

  • Statement of Additional Information means, respectively, the form of prospectus and statement of additional information with respect to the Fund filed by the Investment Company as part of the Registration Statement, or as they may be amended or supplemented from time to time.

  • Phase I Report means, with respect to any Facility, a report that (i) conforms to the ASTM Standard Practice for Environmental Site Assessments: Phase I Environmental Site Assessment Process, E 1527, (ii) was conducted no more than six months prior to the date such report is required to be delivered hereunder, by one or more environmental consulting firms reasonably satisfactory to Administrative Agent, (iii) includes an assessment of asbestos-containing materials at such Facility, (iv) is accompanied by (a) an estimate of the reasonable worst-case cost of investigating and remediating any Hazardous Materials Activity identified in the Phase I Report as giving rise to an actual or potential material violation of any Environmental Law or as presenting a material risk of giving rise to a material Environmental Claim, and (b) a current compliance audit setting forth an assessment of Holdings’, its Subsidiaries’ and such Facility’s current and past compliance with Environmental Laws and an estimate of the cost of rectifying any non-compliance with current Environmental Laws identified therein and the cost of compliance with reasonably anticipated future Environmental Laws identified therein.