Suitability Reports definition
Suitability Reports. Suitability reports shall be issued by the client when a personal recommendation has been made. The reports must specify the advice given and how that advice meets the preferences, objectives and other characteristics of the client
Suitability Reports. Suitability reports shall be issued by the client when a personal recommendation has been made. The reports must specify the advice given and how that advice meets the preferences, objectives and other characteristics of the client Any term used in this Agreement and not otherwise interpreted, shall have the meaning attributed thereto in the Law and/or any EU Directive. Headings of the paragraphs shall be used solely for ease of reference and shall not affect the contents and interpretation of the Agreement. Unless the context otherwise requires, reference to persons shall also include legal persons, the singular shall include the plural and vice-versa and either gender shall include the other. Reference to any agreement (including without limitation, this Agreement) or to any other document, shall be deemed to include references to them as these may from time to time be amended, expanded or replaced and to all agreements and documents, which are declared to be supplementary to them or are attached thereto.
Suitability Reports. Suitability reports shall be issued by the client when a personal recommendation has been made. The reports must specify the advice given and how that advice meets the preferences, objectives and other characteristics of the client. Headings of the paragraphs shall be used solely for ease of reference and shall not affect the contents and interpretation of the Agreement. Unless the context otherwise requires, reference to persons shall also include legal persons, the singular shall include the plural and vice-versa and either gender shall include the other. Reference to any agreement (including without limitation, this Agreement) or to any other document, shall be deemed to include references to them as these may from time to time be amended, expanded or replaced and to all agreements and documents, which are declared to be supplementary to them or are attached thereto. Holborn Assets Wealth Management (CY) Ltd (HAWM(CY)) is authorised by the Cyprus and Securities and Exchange Commission (CySEC) under license number 394/20 to provide specific services in full compliance with the requirements of the Markets in Financial Instruments Directive (MiFID) and (MiFID II). HAWM(CY) are also obliged to strictly observe the laws for the Prevention of Money Laundering and Terrorist Financing, Market Abuse, Insider Dealing and The General Data Protection Regulation (GDPR) as well as other legislations applicable in the Republic of Cyprus. CySEC is located at ▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇. ▇▇-▇▇▇▇ ▇▇▇▇▇▇▇. Telephone number +▇▇▇ ▇▇▇▇▇▇▇▇. Further details can be found at CySEC’s website:▇▇▇.▇▇▇▇▇.▇▇▇.▇▇ Holborn Insurance Agents, Sub-Agents & Consultants (Cyprus) Ltd (HIA) is authorised by the Cyprus InsuranceCompanies Control Service (ICCS) under license number 5228. The ICCS is located at ▇.▇. ▇▇▇ ▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇ Tel No. +▇▇▇ ▇▇▇▇▇▇▇▇ E-mail: i ▇▇▇▇▇▇▇▇@▇▇▇.▇▇▇.▇▇ In respect of the proposed Agreement to be entered between us, HAWM(CY) is fully licensed to provide Investment services as listed below: