Suitability Letter definition

Suitability Letter means that certain Subscription of Shares suitability Letter dated to be effective as of the Effective Date completed and executed by Subscriber, which is attached and incorporated by reference into this Agreement under Appendix A-2.
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Examples of Suitability Letter in a sentence

  • This Agreement and the Suitability Letter contain the entire understanding of the Parties and supersede all previous verbal and other written agreements between the Parties with respect to the subject matter of this Agreement.

  • The advice will then be provided to you either as a Financial Planning, Investment Report or as a Suitability Letter depending on the advice provided.

  • Such disclosures will be made in Our Suitability Letter issued to You.

  • Your stated objectives will be reiterated in the Suitability Letter, which we will issue to you fol- lowing our recommendation, along with details of any special risks associated with the product rec- ommended.

  • These Terms and Conditions of Business must be read in conjunction with any financial planning report, Suitability Letter, product particulars and Key Features Document issued to you by ▇▇▇▇▇▇ & Company Financial Services (Petersfield) Ltd.

  • Concurrently with the execution of this Agreement, Subscriber has completed and executed the Suitability Letter, the terms of which are incorporated into this Section 3.02 by reference.

  • When we have agreed our initial analysis and solution strategy and you want us to move forward towards implementation, we will prepare a Suitability Letter report outlining your objectives and the solutions we are recommending, along with the products, providers and funds that we believe will give you the best chance of achieving your objectives.

  • At the Closing, the Selling Shareholders hereto shall execute the Investor Suitability Letter in the substantially the form attached hereto as Exhibit D and each of Messrs.

  • Specific warnings relevant to the investments, or investment strategies, we recommend will be confirmed to you in your Suitability Letter.

  • In order to provide documentation for reliance upon the exemptions from the registration and prospectus delivery requirements for such transactions, OSL Shareholders shall execute and deliver to Red Rock a Suitability Letter and an Investment Representation Letter in substantially the same form as that attached hereto as Exhibit A and Exhibit B, respectively.

Related to Suitability Letter

  • Representation Letters means the representation letters and any other materials (including, without limitation, a Ruling Request and any related supplemental submissions to the IRS) delivered or deliverable by, or on behalf of, Parent, SpinCo and others in connection with the rendering by Tax Advisors and/or the issuance by the IRS of the Tax Opinions/Rulings.

  • Advisory letter means a nondisciplinary letter to notify a

  • Representation Letter Letters to, or agreements with, the Depository to effectuate a book entry system with respect to the Class A Certificates registered in the Register under the nominee name of the Depository.

  • Special Representations has the meaning set forth in Section 8.1.

  • Representation means any representation as to fact or law, including a representation as to the state of mind of—