Stock Connect Rules definition

Stock Connect Rules means, in the context of Stock Connect, any laws, rules, regulations, policies, interpretations, guidelines, requirements or other regulatory documents promulgated, published or applied by any Stock Connect Authority in relation to the relevant market from time to time in respect of Stock Connect Authority in relation to the relevant market from time to time in respect of Stock Connect or any activities arising from Stock Connect;
Stock Connect Rules means any rules, regulations, policies or guidelines published or applied by any Stock Connect Authority from time to time in respect of Stock Connect or any activities arising from Stock Connect.
Stock Connect Rules means any rules, policies or guidelines published or applied by any Stock Connect Authority or Stock Connect Entity from time to time in respect of Stock Connect or any activities arising from Stock Connect.

Examples of Stock Connect Rules in a sentence

  • As stipulated in Article 11 of the CSRC Stock Connect Rules, transfers of SSE Securities should only be conducted on SSE and off-exchange trading is not allowed unless otherwise permitted.

  • The CSRC Stock Connect Rules expressly provide that investors enjoy the rights and benefits of the Stock Connect Securities acquired through Stock Connect in accordance with applicable laws.

  • The CSRC Stock Connect Rules, as departmental regulations having legal effect in Mainland China, expressly provide for the concept of a “nominee holder”.

  • Three harvest strategies are illustrated: no harvest (m= natural mortality), constant harvest effort, and effort that increases as population size increases Figure 5.1. Fish populations.

  • There is a general prohibition on off-exchange trading or transfers under the Stock Connect Rules, subject to certain exceptions (such as transfers effected to rectify error trades between an exchange participant and its clients in limited circumstances).

  • Covered Short Selling of China Connect Securities is permitted subject to certain requirements in the Stock Connect Rules.

  • SEHK will include and exclude securities as China Connect Securities based on the prescribed criteria under the Stock Connect Rules.

  • The Client agrees that trading under the Shenzhen-Hong Kong Stock Connect on ChiNext Shares will be subject to such qualification on the Client as the Stock Connect Rules may provide from time to time.

  • Foreign Shareholding Restrictions has the meaning ascribed to it in Clause 5.1. Pre-Trade Checking means the pre-trade checking requirements set out in the Stock Connect Rules under which a sell order can be rejected.

  • The Client acknowledges that it shall observe the Applicable Law including but not limited to the publicly available information regarding balance of the Daily Quota and/or Foreign Shareholding Restrictions as prescribed by the Stock Connect Rules and/or any other Applicable Law from time to time.


More Definitions of Stock Connect Rules

Stock Connect Rules means, in the context of any Stock Connect Programme, any laws, rules, regulations, policies, inter- pretations, guidelines, requirements and/or other regulatory documents promulgated, published or applied by any of the Stock Connect Authorities in relation to the relevant market from time to time in respect of that Stock Connect Programme or any activities arising from that Stock Connect Programme; and

Related to Stock Connect Rules

  • CySEC Rules means the Rules, Directives, Regulations, Guidance notes, opinions or recommendations of CySEC.

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.