State One definition

State One means State One Stockbroking Ltd [ABN 95 ▇▇▇ ▇▇▇ ▇▇▇], holder of an Australian Financial Services Licence (AFSL # ▇▇▇▇▇▇] and a Participant of ASX Group, Chi-X Australia and Asia Pacific Exchange.
View Source
State One means State One Stockbroking Ltd [ABN 95 ▇▇▇ ▇▇▇ ▇▇▇], holder of Australian Financial Services Licence (“AFSL” ▇▇▇▇▇▇▇ and a Participant of ASX Group, Cboe Australia and APX. “HIN” means Holder Identification Number 3.2.3 The Regulatory regime which applies to State One is the Corporations Act and Corporations Regulations, ASIC Market Integrity Rules, Cboe Operating Rules, APX Operating Rules, and the rules of the ASX Group, including the ASX Operating Rules, the ASX Settlement Rules and the ASX Clear Rules and their associated procedures. You can 2. APPOINTMENT obtain information as to the status of State One from the Australian Securities and Investments Commission (“ASIC”), You appoint State One to provide, and State One agrees to Cboe Australia Pty Ltd (“Cboe”), Asia Pacific Exchange Pty Ltd (“APX”), the Australian Securities Exchange Limited provide, transfer and settlement services as Your agent in relation to Sponsored Holdings identified by the HIN notified to You in writing after the date of this Agreement, on the terms and conditions of this Agreement. You authorise 3.2.4 (“ASX”), ASX Settlement Pty Ltd (“ASX Settlement”) and ASX Clear Pty Ltd (“ASX Clear”). You may lodge a complaint against State One with ASIC, 3. State One as Your agent to do any act under CHESS, relating to Your Sponsored Holdings. MANDATORY PROVISIONS APX, Cboe, ASX, ASX Settlement, ASX Clear or the Financial Ombudsman Service (“FOS”). You may lodge any claim for compensation with State One in the first instance and if not satisfied with State One’s response, You may refer 3.1 PARTICIPANT RIGHTS the matter to FOS. You may lodge any claims to the relevant compensation fidelity fund for each market.
View Source
State One means State One Stockbroking Ltd [ABN ▇▇ ▇▇▇ ▇▇▇ ▇▇▇], Australian Financial Services Licence (AFSL) ▇▇▇▇▇▇ and a Participant of the ASX Group and/or any other Relevant Exchange “You / Your” means the party / parties to this Agreement and/or party/parties authorised to operate this account.
View Source

Examples of State One in a sentence

  • Contractor shall provide the ordering entity with the Gopher State One Call locates confirmation number.

  • It shall be the responsibility of CONTRACTOR to have all underground utilities located before any work begins (Sunshine State One Call ▇-▇▇▇-▇▇▇-▇▇▇▇).

  • It will be the responsibility of CONTRACTOR to have all underground utilities located before any work begins (Sunshine State One Call ▇-▇▇▇-▇▇▇-▇▇▇▇).

  • You must pay State One within 2 business days of a purchase of shares.

  • You must pay all brokerage and associated transactional costs to State One within the prescribed period.

  • For example, if You owe State One $10,000 and You currently have holdings of $20,000 (current market value), State One can refuse to transfer $12,000 of Your holdings.

  • State One will initiate any transfer or conversion within 2 business days and we will only do so if requested by You.

  • You acknowledge that in the event of the death of one of the Holders, State One will transfer all Holdings under the joint Holder Record into a new Holding under a new Holder Record in the name of the surviving Participant Sponsored Holder(s), and that this Sponsorship Agreement remain valid for the new Holdings under the new Holder Record.

  • State One, as a full trading, clearing and settlement of ASX and other key Australian exchanges, is an approved CHESS sponsor.

  • Should You have a complaint with State One and You don’t believe the complaint has been dealt with by State One appropriately You can lodge a complaint with the Financial Ombudsman Service (“FOS”).