StarCompliance Code of Ethics application definition

StarCompliance Code of Ethics application means the web-based application used to electronically pre-clear personal securities transactions and file many of the reports required herein. The application can be accessed via the AB network at: https://alliance-ng.starcompliance.com/.
StarCompliance Code of Ethics application means the web-based application used to electronically pre-clear personal securities transactions and file many of the
StarCompliance Code of Ethics application means the web-based application used to electronically pre-clear personal securities transactions and file many of the reports required herein. The application can be accessed via the AllianceBernstein network at: https://alliance.starcompliance.com. 2 Defined as any client order on a Growth trading desk which has not been completely executed, as well as any “significant” open Value client orders, or Value “priority” purchases or sales, as those terms are defined by the applicable Value SBU CIO.

Examples of StarCompliance Code of Ethics application in a sentence

New employees will receive an electronic request to perform this task via the StarCompliance Code of Ethics application.

On an annual basis, by a date to be specified by the Compliance Department (typically February 15th), each Employee must provide to the Chief Compliance Officer, a signed and dated (or electronically certified via the StarCompliance Code of Ethics application) Annual Holdings Report containing data current as of a date not more than forty five (45) days prior to the date of the submission.

Quarterly Reports by Employees – including Certain Funds and Limited OfferingsFollowing each calendar quarter, the Legal and Compliance Department will forward (electronically via the StarCompliance Code of Ethics application) to each Employee, an individualized form containing all Securities transactions in the Employee’s Personal Accounts during the quarter based on information reported to AB by the Employee’s brokers.

Following each calendar quarter, the Legal and Compliance Department will forward (electronically via the StarCompliance Code of Ethics application) to each Employee, an individualized form containing all Securities transactions in the Employee’s Personal Accounts during the quarter based on information reported to AllianceBernstein by the Employee’s brokers.

Following each calendar quarter, the Legal and Compliance Department will forward (electronically via the StarCompliance Code of Ethics application) to each Employee, an individualized form containing all Securities transactions in the Employee's Personal Accounts during the quarter based on information reported to AllianceBernstein by the Employee's brokers.


More Definitions of StarCompliance Code of Ethics application

StarCompliance Code of Ethics application means the web-based application used to electronically pre-clear personal securities transactions and file many of the 2 Defined as any client order on a Growth trading desk which has not been completely executed, as well as any
StarCompliance Code of Ethics application means the web-based application
StarCompliance Code of Ethics application means the web-based application used to electronically pre-clear personal