StarCompliance Code of Ethics application definition

StarCompliance Code of Ethics application means the web-based application used to electronically pre-clear personal securities transactions and file many of the reports required herein. The application can be accessed via the AB network at: https://alliance-ng.starcompliance.com/.
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StarCompliance Code of Ethics application means the web-based application used to electronically pre-clear personal securities transactions and file many of the
Sample 1Sample 2Sample 3
StarCompliance Code of Ethics application means the web-based application used to electronically pre-clear personal securities transactions and file many of the reports required herein. The application can be accessed via the AllianceBernstein network at: https://alliance.starcompliance.com. 2 Defined as any client order on a Growth trading desk which has not been completely executed, as well as any “significant” open Value client orders, or Value “priority” purchases or sales, as those terms are defined by the applicable Value SBU CIO.
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Examples of StarCompliance Code of Ethics application in a sentence

  • Please note that this signoff is performed electronically through the StarCompliance Code of Ethics application.

  • On an annual basis, by a date to be specified by the Compliance Department (typically August 15th), each Employee who has reported managed accounts in the StarCompliance Code of Ethics application must provide to the Chief Compliance Officer, a signed and dated (or electronically certified via the StarCompliance application) certification.

  • Following each calendar quarter, the Legal and Compliance Department will forward (electronically via the StarCompliance Code of Ethics application) to each Employee, an individualized form containing all Securities transactions in the Employee’s Personal Accounts during the quarter based on information reported to AB by the Employee’s brokers.

  • New employees will receive an electronic request to perform this task via the StarCompliance Code of Ethics application.


More Definitions of StarCompliance Code of Ethics application

StarCompliance Code of Ethics application means the web-based application used to electronically pre-clear personal securities transactions and file many of the 2 Defined as any client order on a Growth trading desk which has not been completely executed, as well as any
Sample 1Sample 2
StarCompliance Code of Ethics application means the web-based application
Sample 1
StarCompliance Code of Ethics application means the web-based application used to electronically pre-clear personal
Sample 1

Related to StarCompliance Code of Ethics application

  • Compliance Department means the Chief Compliance Officer of Federated and those other individuals designated by him or her as responsible for implementing this Code and the Associated Procedures.

  • Compliance Program means the program established by CNYCC to prevent, detect, and address compliance issues that arise with respect to PPS operations, projects or activities.

  • Compliance Review as defined in Section 5.5(b).

  • health and safety file means a file, or other record containing the information in writing required by these Regulations "health and safety plan" means a site, activity or project specific documented plan in accordance with the client's health and safety specification;

  • Free appropriate public education means special education and related services that are provided at public expense and under public supervision and direction, and without charge, meet the standards of the Department of Public Instruction, include an appropriate preschool, elementary or secondary school education; and are provided in conformity with an IEP.

  • Statement of Compliance means the statement forming part of a Tender indicating the Bidders compliance with the Specification.

  • health and safety specification means a site, activity or project specific document prepared by the client pertaining to all health and safety requirements related to construction work;