Sponsored Person definition

Sponsored Person means an ECP, other than an individual or an ISV, which has been provided electronic access to Javelin SEF by the means of a Sponsoring Participant pursuant to Javelin SEF Rules, and shall be subject to the jurisdiction of Javelin SEF and comply with Javelin SEF Rules as if such Sponsored Person was a Participant. Except as provided in Javelin SEF Rule 323, for the avoidance of doubt, all references to Participant includes Sponsored Persons and their Authorized Traders.
Sponsored Person means an ECP, other than an individual or an ISV, which has been provided electronic access to Javelin SEF by the means of a Sponsoring Participant pursuant to Javelin SEF Rules, and shall be subject to the jurisdiction of Javelin SEF and comply with Javelin SEF Rules as if such Sponsored Person was a Participant. Except as provided in Javelin SEF Rule 323, for the avoidance of doubt, all references to Participant includes Sponsored Persons and their Authorized Traders. Rule 206. Conflicts of Interest 2. Prior to consideration of any Self-Regulatory Action, each member of a Deliberating Body who determines to participate in any deliberations or vote in a Self-Regulatory Action shall disclose to the Chief Compliance Officer any Material Conflict of Interest (any such person disclosing a Material Conflict of Interest is an “Interested Person”). [balance of the rule remains the same] Rule 213. IRS Markets Committee*** 6. Powers. The IRS Markets Committee shall have the following powers (a) to declare a Macro News Out (b) to make recommendations to Javelin SEF to extend the suspension of the IRS Liquidity Commitment in excess of 60 minutes, and (c) subject to Rule 511, to impose (i) price limits, (ii) trading pauses, and/or (iii) trading halts to trading in a particular Product in the event of extraordinary price movements that may result in distorted prices or trigger market disruptions.[balance of the rule remains the same] Rule 310. Authorized Traders 3. At any time a Participant may revoke the designation it has granted to any Authorized Trader by providing written notice of such revocation to Javelin SEF at least one Trading Day before the effective date of any such revocation. Each Participant shall take all such immediate measures appropriate to insure that, after such revocation the affected Authorized Trader(s) shall not (i) have access to Javelin SEF or (ii) utilize his or her Javelin SEF User ID. Upon receipt of notice of the revocation of the designation of Authorized Trader, Javelin SEF shall act promptly, but in no event longer than one Trading Day, to take all steps necessary to disallow access to Javelin SEF by such formerly designated Authorized Trader. [balance of the rule remains the same] Rule 322. Sponsored Access 6. Sponsored Persons. Each Sponsored Person: ***b. Represents and warrants to Javelin SEF that it currently: (i) is, and shall continue to be, an ECP and, (ii) shall have, and shall continue to have, all registrations and license...

Examples of Sponsored Person in a sentence

  • Each Participant shall be legally responsible for any and all obligations arising from trading activity of such Participant and Participant’s Authorized Traders and shall be financially responsible for all trading activity of Participant and Participant’s Authorized Traders on behalf of Customers and for all trading activity identified to Participant in its capacity as a Sponsoring Participant for a Sponsored Person (s) on Javelin SEF.

  • A Sponsored Person may delegate the maintenance of records, of transactions executed on Javelin SEF that the Sponsored Person is required to maintain pursuant to CFTC Regulation 1.35, to the Sponsored Person’s Sponsoring Participant; provided, however, the Sponsoring Participant has agreed to maintain such records on behalf of the Sponsored Person.

  • MOTION: Alderperson Bray motioned and Alderperson Warner seconded approval of Resolution No. 2017-363.

  • Sponsored Person further agrees that upon request from Javelin SEF it shall provide documentation sufficient to demonstrate the existence of Sponsored Person’s clearing facilitation arrangement and clearing account with a Clearing Member.

  • Javelin SEF will issue Javelin SEF User IDs for each Authorized Trader of the Sponsored Person for which Sponsored Access is approved.

  • A Sponsored Person shall only be permitted to enter orders and execute Trades for itself or its Customers.

  • Notwithstanding the foregoing, a Sponsored Person shall remain directly responsible for the maintenance of records required by this Rule 404 and CFTC Regulation 1.354.

  • Upon receipt of a request for the granting of Sponsored Access, Javelin SEF will promptly make a determination whether or not to grant Sponsored Access and approve the Authorized Traders designated by the prospective Sponsored Person.

  • Specifically, proposed paragraph (a)(8) provides that the Sponsored Person shall maintain, keep current and provide to the Sponsoring Participant a list of individuals authorized to obtain Sponsored Access to the Exchange on behalf of the Sponsored Person.

  • Such assistance must be timely and may include but not be limited to, requiring Sponsored Person to produce documents, to answer questions from Javelin SEF, and/or appear in connection with an investigation.

Related to Sponsored Person

  • Insured Person s year” means a year from the date of commencement of the insured person’s policy, or from the anniversary date of the commencement of the insured person.

  • Injured Person under this section means a Member covered by the EOC who sustains an injury or illness and any spouse, dependent or other person or entity that may recover on behalf of such Member including the estate of the Member and, if the Member is a minor, the guardian or parent of the Member. When referred to in this section, "KFHPWA's Medical Expenses" means the expenses incurred and the value of the benefits provided by KFHPWA under this EOC for the care or treatment of the injury or illness sustained by the Injured Person.

  • Covered Person means: (a) any officer, director, shareholder, partner, member, representative, employee or agent of (i) the Trust or (ii) the Trust's Affiliates; and (b) any Holder of Securities.

  • Acquired Person means, with respect to any specified Person, any other Person which merges with or into or becomes a Subsidiary of such specified Person.

  • Affiliated Party means, with respect to any Purchaser, any person or entity which, directly or indirectly, controls, is controlled by or is under common control with such Purchaser, including, without limitation, any general partner, officer or director of such Purchaser and any venture capital fund now or hereafter existing which is controlled by one or more general partners of, or shares the same management company as, such Purchaser.

  • Insured Persons means the person/s named in the Schedule to the Policy, who is/are Resident Indian/s and for whom the insurance is also proposed and appropriate premium paid.

  • Covered Persons has the meaning set forth in Section 20(a).

  • affiliated person promoter" and "principal underwriter" as used in the preceding sentence shall have the meanings assigned to each such term in the Investment Company Act of 1940, as amended.

  • Issuer Covered Person shall have the meaning ascribed to such term in Section 3.1(oo).

  • Unlicensed person means any person who is not a licensed dealer under this chapter.

  • Licensed person means an individual who is licensed or otherwise legally authorized to practice a professional service by a court, department, board, commission, or an agency of this state or another jurisdiction, any corporation or professional services corporation all of whose shareholders are licensed persons, any partnership all of whose partners are licensed persons, or any limited liability company all of whose members and managers are licensed persons.

  • Covered Personnel means any Person who is or was an employee, consultant or independent contractor of the Covered Parties as of the date of the relevant act prohibited by this Section 2(a) or during the one (1) year period preceding such date.

  • Interested Person shall have the meaning given it in Section 2(a)(19) of the 1940 Act;

  • prescribed person , in relation to a delivery, means—

  • Designated Person means a person or entity:

  • approved person means, in respect of a member (Member) of the Investment Industry Regulatory Organization of Canada (IIROC), an individual who is a partner, director, officer, employee or agent of a Member who is approved by IIROC or another Canadian SRO to perform any function required under any IIROC or other Canadian SRO by-law, rule, or policy;

  • Unrelated Person means any Person other than (i) a Subsidiary of Borrower or (ii) an employee stock ownership plan or other employee benefit plan covering the employees of Borrower and its Subsidiaries.

  • regulated person means a person whose collection activities are confined and are directly related to the operation of a business other than that of a collection agency including any of the following:

  • Disinterested Person means a director who has not, during the period that person is a member of the Committee and for one year prior to commencing service as a member of the Committee, been granted or awarded equity securities pursuant to this Plan or any other plan of the Company or any Parent, Subsidiary or Affiliate of the Company, except in accordance with the requirements set forth in Rule 16b-3(c)(2)(i) (and any successor regulation thereto) as promulgated by the SEC under Section 16(b) of the Exchange Act, as such rule is amended from time to time and as interpreted by the SEC.

  • Nominated Person means a person who is a member, or a member and Officer, of the Association

  • Affiliated Persons or "AFFILIATES" means

  • Exculpated Party means the Debtors, the Reorganized Debtors, each of the Debtors’ and the Reorganized Debtors’ current and former Affiliates, and each of the Debtors’ and the Reorganized Debtors’ and their current and former Affiliates’ current and former directors, managers, officers, managed accounts and funds, predecessors, successors, and assigns, subsidiaries, and each of their respective current and former officers, directors, managers, principals, members, employees, subcontractors, agents, advisory board members, financial advisors, partners, attorneys, accountants, investment bankers, consultants, representatives, management companies, fund advisors, and other professionals, each solely in their capacity as such.

  • leprosy cured person means a person who has been cured of leprosy but is suffering from—

  • Sponsor shall have the meaning given in the Recitals hereto.

  • Sponsor Parties means Sponsor, Vendor, and Utility, their respective successors and assigns, and each of their respective affiliates, agents, directors, officers, and employees.

  • Excluded Person means each Defendant, the directors and officers of each Defendant, the subsidiaries or affiliates of each Defendant, the entities in which each Defendant or any of that Defendant’s subsidiaries or affiliates have a controlling interest and the legal representatives, heirs, successors and assigns of each of the foregoing.