SOX 404 definition
Examples of SOX 404 in a sentence
In this regard, Cendant will review the Bank’s entity-level control environment from a SOX 404 perspective and present its findings to management and the Bank’s audit committee.
As used in this Agreement, the term “KBS Specific Accounting Expenses” shall mean any and all internal and third-party costs, expenses and/or amounts incurred by the Company or the Property Owner LLC in connection with performing (1) any SOX 404 – Internal Controls (Business Processes and IT Systems) or other similar internal audit conducted by KBS to identify, document and test the business controls and IT systems for the Property, and (2) the Section 3-05 Audit.
Parent has diligently completed in all material respects its SOX 404 Plan.
Regulus will provide Isis and Alnylam with any certificate that may be reasonably necessary to meet Isis’ and Alnylam’s SOX 404 requirements.
Such other information will include all information necessary in order for KBS to comply with its SEC and other statutory requirements including, but not limited to, its quarterly 10Q filings, annual audit and 10K filing, and SOX 404 assessment requirements.
The Company has diligently completed in all material respects its work plan (the “SOX 404 Plan”) relating to documentation, testing and evaluation of the Company’s internal control over financial reporting for purposes of providing the report required by SOX 404 and related SEC rules.
Provided Standard Auditing process and developed the related SOX 404 program scope of work based on materiality standards appropriate for the business; I have identified and documented entity-level business and IT processes; I have benchmarked and streamlined SOX 404 process to add efficiencies into the process; Assist clients in applying key frameworks, including COBIT, SOC 2, HIPAA, and NIST; and Adapted the SOX process to reflect ongoing organizational changes, including acquisitions or divestitures.
Identified and documented entity- level, business, and IT processes; Assist clients in applying key frameworks including COBIT, SOC 2, HIPAA and NIST; Implement a top- down risk assessment process using PCAOB’s Auditing Standard and developed the related SOX 404 program scope of work based on materiality standards appropriate for the business; and Benchmarked and streamlined SOX 404 process to add efficiencies into the process.
The Company shall diligently pursue its SOX 404 Plan and shall complete and include in the Company's Annual Report on Form 10-K for the year ending December 31, 2004, management's assessment of the Company's internal controls and procedures for financial reporting in accordance with Section 404 of SOX.
The Company has diligently completed in all material respects its work plan (the "SOX 404 Plan") relating to documentation, testing and evaluation of the Company's internal control over financial reporting for purposes of providing the report required by SOX 404 and related SEC rules.