Shareholder Liaison Services definition

Shareholder Liaison Services means "personal service and/or the maintenance of shareholder accounts" within the meaning of the Rules of Fair Practice of the National Association of Securities Dealers, Inc., such as responding to customers' inquiries and providing information on their investments.
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Shareholder Liaison Services means "personal service and/or the maintenance of shareholder accounts" within the meaning of the Conduct Rules of the National Association of Securities Dealers, Inc., such as responding to customers' inquiries and providing information on their investments.
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Shareholder Liaison Services means personal service and/or the maintenance of shareholder accounts within the meaning of the Rules of Fair Practice of the National Association of Securities Dealers, Inc., such as responding to customers' inquiries and providing information on their investments. "Administrative Support Services" include but are not limited to: (i) transfer agent and sub-transfer agent services for beneficial owners of shares of the Portfolio; (ii) aggregating and processing purchase and redemption orders; (iii) providing beneficial owners with statements showing their positions in shares of the Portfolio; (iv) processing dividend payments; (v) providing sub-accounting services for shares of the Portfolio held beneficially; (vi) forwarding shareholder communications, such as proxies, shareholder reports, dividend and tax notices, and updating prospectuses to beneficial owners; and (vii) receiving, tabulating, and transmitting proxies executed by beneficial owners; provided, however, that Administrative Support Services does not include Shareholder Liaison Services.
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Examples of Shareholder Liaison Services in a sentence

  • Services may consist of Shareholder Liaison Services or Administrative Support Services.

  • Such fees (for both Shareholder Liaison Services and Administrative Support Services) shall be calculated and accrued daily, paid monthly and computed in the manner set forth in the Shareholder Servicing Agreement, attached hereto as Appendix A.

  • A Provider that receives fees for Shareholder Liaison Services may also receive fees for Administrative Support Services, and vice versa.

  • Fees paid to Providers for Shareholder Liaison Services may be paid at an annual rate of up to 0.25% of the average daily net assets attributable to the outstanding shares of the Portfolio, which shares are owned of record or beneficially by that Provider's customers for whom such Provider is the dealer of record or shareholder of record or with whom is has a servicing relationship.