Selected Agent definition
Examples of Selected Agent in a sentence
As a Selected Agent for the Funds as set forth in the Selected Agent Agreement dated _________, 200_ (the "Agreement"), we hereby certify to AllianceBernstein Investment Research & Management, Inc.
Notwithstanding anything in this Agreement, including the Appendices, to the contrary, Foreside makes no warranty or representation as to the number of Selected Dealers or Selected Agents with which it has entered into, or will enter into, agreements in accordance with Section 2.3 hereof or as to the availability of any Shares to be sold through any Selected Dealer, Selected Agent or other intermediary.
In no case shall the Placement Agent or a Selected Agent be responsible for a portion of the contribution obligation in excess of the compensation received by it pursuant to Section 4 or 5 hereof or the Selected Agent Agreement, as the case may be.
Foreside shall have the right to enter into Selected Dealer agreements with securities dealers of its choice ("Selected Dealers") and Selected Agent agreements with depository institutions and other financial intermediaries of its choice ("Selected Agents") for the sale of Shares; provided, that the Client and the Client's Governing Body shall pre-approve the forms of agreements with Selected Dealers or Selected Agents and shall have the right to approve any compensation set forth therein.
From the Managing Sales Agent Fee the Managing Sales Agent shall pay the Selected Agent Fee which is an amount up to six and one-half percent (6.5%) of the selling price of each Unit sold and delivered.
Forum shall have the right to enter into Selected Dealer agreements with securities dealers of its choice ("Selected Dealers") and Selected Agent agreements with depository institutions and other financial intermediaries of its choice ("Selected Agents") for the sale of Shares; provided, that the Client and the Client's Adviser shall pre-approve the forms of agreements with Selected Dealers or Selected Agents and shall have the right to approve any compensation set forth therein.
Pursuant to Section 14 of the Selected Dealer Agreement or Selected Agent Agreement ("Agreement") between your organization and Alliance Fund Distributors, Inc.
Notwithstanding anything in this Agreement, including the Appendices, to the contrary, Forum makes no warranty or representation as to the number of Selected Dealers or Selected Agents with which it has entered into, or will enter into, agreements in accordance with Section 2.4 hereof or as to the availability of any Shares to be sold through any Selected Dealer, Selected Agent or other intermediary.
Foreside shall have the right to enter into Selected Dealer agreements with securities dealers of its choice (“Selected Dealers”) and Selected Agent agreements with depository institutions and other financial intermediaries of its choice (“Selected Agents”) for the sale of Shares; provided, that the Client and the Client’s Governing Body shall pre-approve the forms of agreements with Selected Dealers or Selected Agents and shall have the right to approve any compensation set forth therein.
Foreside shall have the right to enter into Selected Dealer agreements with securities dealers of its choice (“Selected Dealers”) and Selected Agent agreements with depository institutions and other financial intermediaries of its choice (“Selected Agents”) for the sale of Shares; provided, that the Client and the Client’s Adviser shall pre-approve the forms of agreements with Selected Dealers or Selected Agents and shall have the right to approve any compensation set forth therein.