Security Transaction definition
Examples of Security Transaction in a sentence
Security Transaction Charges/Paydowns ------------------------------------- $5 Book Entry-DTC (PTC) FRB.
For protection against fraud and/or identity theft, the OB Services platform includes the following features relating to Access Security, Transaction Security and Transaction Limits.
The Company shall give written notice (an “Issuance Notice”) of any proposed Company Equity Security Transaction (as described in Section 3(a) above) to the Investor not less than twenty (20) calendar days prior to the expected consummation date of such Company Equity Security Transaction; provided that no Issuance Notice need be given in respect of any Exempt Share Transaction (as hereinafter defined).
MONTHLY REPORTING VIOLATIONS You must complete your Personal Security Transaction and Gift Report ("Blueform") via the intranet site by the end of the 10th day of each month, regardless of whether you had any trading or gift activity for that month.
The Bank Entity shall give written notice (a “Bank Entity Issuance Notice”) of any proposed Bank Entity Equity Security Transaction (as described in Section 4(a) above) to the Investor not less than twenty (20) calendar days prior (the “Bank Entity Issuance Notice Date”) to the expected consummation date of such Bank Entity Equity Security Transaction; provided that no Bank Entity Issuance Notice need be given in respect of any Bank Entity Exempt Share Transaction (as hereinafter defined).
You must complete your Personal Security Transaction and Gift Report ("Blueform") via the intranet site by the end of the 10th day of each month, regardless of whether you had any trading or gift activity for that month.
The Bank shall at any time, without any consent of or notice to the Borrower(s) be entitled to securitize, sell, assign, discount or transfer all or any part of the Bank's rights and obligations under the Facilities, Individual Facility, this Agreement, Security, Transaction Documents, or any other document, to any person(s) and in such manner and on such terms as the Bank may decide.
Security Transaction Charges $ 8 - Book-entry settlement - DTC/FRB $25 - Physicals, options, and futures $ 5 - Futures maintenance margins Other Transaction Charges $8.50 Bank official checks and money transfers in/out not related to securities transactions.
The Buyer and Seller agree to comply with any provisions of the Health Insurance Portability and Accountability Act of 1996 (“HIPAA”) Privacy, Security, Transaction and Code Set Standards that are applicable to the transfer of the Purchased Assets.
Given the severe penalties imposed on individuals and firms engaging in ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇, Employees: ·Shall not trade the securities of any company in which they are deemed insiders who may possess material, non-public information about the company.4 ·Shall not engage in securities transactions of any company, except in accordance with Arrowpoint’s Personal Security Transaction Policy and the securities laws.