Securities Subsidiary definition

Securities Subsidiary means any “Security Corporation” as defined in 830 Code of Mass. Regulations 63.38B.1, including Radius Health Securities Corporation so long as it continues to qualify as such.
Securities Subsidiary means Flexion Therapeutics Securities Corporation, a Massachusetts securities corporation.
Securities Subsidiary means Sarepta Securities Corp., a Massachusetts corporation.

Examples of Securities Subsidiary in a sentence

  • After completing the transfer in accordance with this Act, the Bank Subsidiary, Insurance Subsidiary or Securities Subsidiary of the Financial Holding Company which is originally a public company shall, unless otherwise provided in this Act, comply with the provisions related to public issuing under the Securities and Exchange Act mutatis mutandis.

  • If, after it has received the FSC establishment approval, a Financial Holding Company ceases having a Controlling Interest, as defined in Article 4, Paragraph 1, of this Act, in a Bank Subsidiary, Insurance Subsidiary, or Securities Subsidiary, the FSC shall request such Financial Holding Company to take corrective measures within a prescribed period of time.

  • If the capital adequacy ratio of a Financial Holding Company's Bank, Insurance or Securities Subsidiary fails to satisfy the minimum amount as prescribed by the FSC, or, owing to adverse changes in its finances or business, a Financial Holding Company's Bank, Insurance or Securities Subsidiary fails to pay its obligation when due or circumstances exist which may threaten the interests of depositors, such Financial Holding Company shall assist its Subsidiary to return to normal operations.

  • The hand washing station shall also be equipped with hand soap and disposable paper towels. A means of protecting the samples from dust and other environmental contaminants; A means to prevent contamination by “double-dipping” (i.e., toothpicks, single portion containers, disposable utensils, etc.); and A method to minimize bare hand contact with the food, such as through the use of deli tissue, toothpicks, gloves, disposable utensils, etc.

  • All Securities, Subsidiary Securities and non-cash property held by the Custodian, as applicable, for the account of the Company or Subsidiary (other than Securities maintained in a Securities Depository or Securities System) shall be physically segregated from other Securities and non-cash property in the possession of the Custodian (including the Securities and non-cash property of the other series of the Company, if applicable) and shall be identified as subject to this Agreement.


More Definitions of Securities Subsidiary

Securities Subsidiary means any Subsidiary formed to hold Securities, which shall be party to a separate Investment Advisory and Management Agreement with the Securities Manager with respect to such Securities.
Securities Subsidiary means C4T Securities Corp., a Massachusetts corporation.
Securities Subsidiary means a securities firm in which the
Securities Subsidiary means a securities firm in which the financial holding company has a controlling interest; and
Securities Subsidiary means a securities firm in
Securities Subsidiary means a securities firm in which the financial holding company has a
Securities Subsidiary means Tetraphase Pharma Securities, Inc., a corporation organized under the laws of Massachusetts and a Subsidiary of Borrower.