SEC Staff definition

SEC Staff means the staff of the SEC.
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Examples of SEC Staff in a sentence

  • The Company shall deliver (or arrange for delivery of) such Summary or Statutory Prospectuses at the times required by applicable provisions of the 1933 Act and 1940 Act, the rules or regulations thereunder, and any applicable guidance received from the SEC or from the SEC Staff thereunder.

  • Provisions for losses have been made on all such securities that have had a decline in value deemed “other than temporary” as defined in SEC Staff Accounting Bulletin No. 59.

  • Notwithstanding the foregoing, Affiliate will not be prohibited by the foregoing from selling or disposing of shares so long as such sale or disposition is in accordance with the "de minimis" test set forth in SEC Staff Accounting Bulletin No. 76.

  • As of the date of this Agreement, there are no outstanding or unresolved comments received from the SEC Staff with respect to the Company SEC Reports.

  • Allow free, public access to the Fund Documents as required by Rule 498(e)(1) and any applicable guidance received from the SEC or from the SEC Staff thereunder.

  • The Company may, in its sole discretion, bind together the Summary Prospectuses or Statutory Prospectuses for the Funds with Summary Prospectuses and Statutory Prospectuses for other investment options under the Contract and the Contract Prospectus(es) as long as such binding is done in compliance with Rule 498(c)(2) and any applicable guidance received from the SEC or from the SEC Staff thereunder.

  • The Company shall deliver all Summary Prospectuses and all Statutory Prospectuses in compliance with the Greater Prominence requirements of Rule 498(f)(2) and any applicable guidance received from the SEC or from the SEC Staff thereunder.

  • Present the Fund Documents in a format that provides the ability to move back and forth between and within the documents in the manner required by Rule 498(e)(2)(ii) and (iii) and any applicable guidance received from the SEC or from the SEC Staff thereunder.

  • Permit persons to permanently retain, free of charge, an electronic version of the Fund Documents in a format, or formats, that meet each of the requirements of Rule 498(e)(2)(i) and (ii), as required by Rule 498(e)(3) and any applicable guidance received from the SEC or from the SEC Staff thereunder.

  • Notwithstanding the foregoing, the Trust shall be and remain solely responsible for ensuring that the Fund Documents, including the Summary Prospectuses for the Funds, comply with Rule 498 and any applicable guidance received from the SEC or from the SEC Staff thereunder.

Related to SEC Staff

  • Medical Staff means all physicians, dentists, oral surgeons, and podiatrists who have been appointed to the Medical Staff by the Board.

  • Clinical staff means persons who work in a hospital whose duties include the personal care or medical treatment of patients. “Clinical staff” includes, but is not limited to, credentialed physicians, physicians’ assistants, nurses, nursing aides, medical technicians, therapists, and other individuals involved in the personal care or medical treatment of patients.

  • academic staff means such categories of staff as are designated as academic staff by the Ordinances;

  • Medical Staff Bylaws means those medical staff bylaws which have been established from time to time by AHS or its predecessors and approved by the Minister and which are applicable to physicians practicing in hospitals or other health care facilities operating under its jurisdiction in the area in which the Facility is located.

  • Professional Staff means the Medical Staff, Dental Staff, Midwifery Staff and Extended Class Nursing Staff;