Examples of SEC Rules and Regulations in a sentence
There is no Litigation that would be required to be disclosed in a Form 10-K or Form 10-Q pursuant to Item 103 of Regulation S-K of SEC Rules and Regulations that are not so disclosed, pending or, to its Knowledge, threatened against Seacoast, or against any asset, interest, or right of any of them, nor are there any Orders of any Governmental Authority or arbitrators outstanding against Seacoast.
No party will make any public announcements with respect to this transaction without the approval of the other parties, except as otherwise required by law, and SEC Rules and Regulations.
Prepare financial statements in accordance with GAAP and SEC Rules and Regulations for investment companies.
However, 22 States have not ratified the important 1st protocol (relating to the Protection of Victims of International Armed Conflicts), including the United States, Israel, Iran, Pakistan, India, and Turkey.
Ensure financial statements are presented in accordance with generally accepted accounting principles (GAAP) and SEC Rules and Regulations (S-X).
Investments would be made in the best available opportunities, while considering acceptable risk parameters, the provisions of the Trust Deed and the SEC Rules and Regulations.
For this reason, we present estimates of our main equations in Table B.6 of Appendix B, controlling for both CEO age and firm age but no firm-CEO fixed effects or firm fixed effects.
The Fund Manager shall adhere strictly to the investment objective of the Fund by investing only in such instruments that are permissible in accordance with SEC Rules and Regulations as stated in the trust deed and approved by the commission.
Every other day the children filled in their values together with the robot.
Filings from outside of the United States naturally pose a higher risk of non-compliance with US GAAP, PCAOB Standards, and SEC Rules and Regulations.