SEC Requirements definition

SEC Requirements means the requirements set forth on Exhibit “K,” attached hereto and incorporated herein by reference.

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SEC Requirements means the requirements for financial statements included in a registration statement filed in connection with an offer or exchange of debt securities on Form S-1 or Form S-4 (or any successor forms) under the Securities Act in compliance with Regulation S-X and Regulation S-K promulgated under the Securities Act.

SEC Requirements means the applicable regulations, rules and requirements promulgated by the United States Securities Exchange Commission.

Examples of SEC Requirements in a sentence

The Sub-Adviser represents and acknowledges that it is solely responsible for complying with any and all applicable pronouncements of the Commission or its staff with respect to the requirements for aggregating trades as may be set out in any interpretive release and/or no-action letters issued by the Commission staff ("SEC Requirements").
The Sub-Adviser further agrees to hold the Trust and the Adviser harmless from any and all loss, damage or liability resulting from the Sub-Adviser's failure to comply with any applicable SEC Requirements.
The Sub-Adviser further agrees to hold the Trust and the Adviser harmless from any and all loss, damage or liability resulting from the Sub-Adviser’s failure to comply with any applicable SEC Requirements.
The Sub-Adviser further agrees to hold the Trust and the Adviser harmless from any and all loss, damage or liability resulting from the Sub-Adviser's failure to comply with any SEC Requirements.
The Sub-Adviser represents and acknowledges that it is solely responsible for complying with any and all pronouncements of the Commission or its staff with respect to the requirements for aggregating trades as may be set out in any interpretive release and/or no-action letters issued by the Commission staff ("SEC Requirements").
The Sub-Adviser further agrees to hold the Trust and the Adviser harmless from any and all loss, damage or liability resulting from the Sub-Adviser’s failure to comply with any SEC Requirements.
The Sub-Adviser further agrees to hold the Trust and the Adviser harmless from any and all loss, damage or liability resulting from the Sub-Adviser's failure to comply with any WELLS FARGO MASTER TRUS▇ -- INTERNATIONAL GROWTH PORTFOLIO applicable SEC Requirements.
The Sub-Adviser further agrees to hold the Trust and the Adviser harmless from any and all loss, damage or liability resulting from the Sub-Adviser's failure to comply with anyapplicable SEC Requirements.
In the event that any provisions of this Agreement are found to be inconsistent with the provisions of the SEC Requirements, the parties agree, to the extent of such inconsistency, to be bound by the provisions of the SEC Requirements.
The Sub-Adviser represents and acknowledges that it is solely responsible for complying with any and all pronouncements of the Commission or its staff with respect to the requirements for aggregating trades as may be set out in any interpretive release and/or no- action letters issued by the Commission staff ("SEC Requirements").

More Definitions of SEC Requirements

SEC Requirements has the meaning attributed to that term in Section 7.1.

SEC Requirements means Regulation S-X and Regulation S-K under the Securities Act of 1933, as amended (the “Securities Act”) and of the type and form customarily included in (i) offering memoranda pursuant to 144A promulgated under the Securities Act, (ii) registration statements under the Securities Act and (iii) reports required to be filed under the Securities Exchange Act of 1934, in each case with such disclosures as are required by the Securities and Exchange Commission (the “SEC”).

SEC Requirements as defined in Section 1.3(a)(i).

SEC Requirements has the meaning set forth in Section 6.3.