SEC Registration Number definition

SEC Registration Number. N/A 15. Name: UQ1 Separate Account of Allmerica Financial Life Insurance and Annuity Company Date Established: 6.13.96 SEC Registration Number: N/A
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SEC Registration Number. Not registered
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Examples of SEC Registration Number in a sentence

  • Name: Lincoln Life Variable Annuity Account Q Date Established: November 3, 1997 SEC Registration Number: 811-08569 7.

  • American General Annuity Separate Account A Date Established: 11/9/94 SEC Registration Number: 811-08862 SCHEDULE B TRUST PORTFOLIOS AND CLASSES AVAILABLE Templeton Variable Products Series Adviser ---------------------------------- ------- Templeton Developing Markets Fund Temp▇▇▇▇▇ ▇▇▇et Management Ltd.

  • Agents: [NAMES OF AGENTS] SEC Registration Number: 333- Designation of Notes: [___]% Series due 20[__] Terms of Notes: -------------- Principal Amount: $[___________] Issue Price: 100% Other: Authorized Denominations: $1,000 and integral multiples of $1,000 Other: Original Issue Date: [_________ ___, 20__] Stated Maturity: [_________ ___, 20__] Extension of Stated Maturity: MEC does not have the option to extend the stated maturity.

  • The Right Shares are [fully registered under Form S-[____] (SEC Registration Number 333-[_________])][are eligible to be resold by the Holder pursuant to Rule 144 of the Securities Act of 1933, as amended.

  • American General Annuity Separate Account A Date Established: SEC Registration Number: SCHEDULE B TRUST PORTFOLIOS AND CLASSES AVAILABLE Templeton Variable Products Series Adviser ---------------------------------- ------- Templeton Developing Markets Fund Temp▇▇▇▇▇ ▇▇▇et Management Ltd.

  • Name: American Equity Life Annuity Account Date Established: SEC Registration Number: 811-08663 SCHEDULE C AVAILABLE PORTFOLIOS AND CLASSES OF SHARES OF THE TRUST; INVESTMENT ADVISERS FRANKLIN ▇▇▇▇▇▇▇▇▇ VARIABLE INSURANCE INVESTMENT ADVISER PRODUCTS TRUST Franklin Small Cap Fund, Class 2 Franklin Advisers, Inc.

  • Separate Account UL Title: Metflex Form: SEC Registration Number: SCHEDULE D FORM OF COMPLIANCE LETTER Metropolitan Life Insurance Company Attn: ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇-▇ ▇.▇.

  • Agents: [NAMES OF AGENTS] SEC Registration Number: 333-59760 Designation of Notes: [___]% Series due 20[__] Terms of Notes: -------------- Principal Amount: $[___________] Issue Price: 100% Other: Authorized Denominations: $1,000 and integral multiples of $1,000 Other: Original Issue Date: [_________ ___, 20__] Stated Maturity: [_________ ___, 20__] Extension of Stated Maturity: MEC does not have the option to extend the stated maturity.

  • Separate Account UL Date Established: December 13, 1988 SEC Registration Number: 33-57320 SCHEDULE B TRUST PORTFOLIOS AND CLASSES AVAILABLE Templeton Variable Products Series Adviser ---------------------------------- ------- ▇▇▇▇▇▇▇▇▇ International Fund ▇▇▇▇▇▇▇▇▇ Investment Counsel, Inc.

  • Name: JPF Separate Account A Date Established: 08/20/84 SEC Registration Number: 811-04160 2.

Related to SEC Registration Number

  • Registration number means the number allocated to the registered person for the purpose of this Act;

  • Company Registration Statement means the Registration Statement, including the Prospectus, amendments and supplements to the Registration Statement or Prospectus, including pre- and post-effective amendments, all exhibits thereto, and all material and exhibits incorporated by reference or deemed to be incorporated by reference in such registration statement.

  • Special Registration means the registration of (A) equity securities and/or options or other rights in respect thereof solely registered on Form S-4 or Form S-8 (or successor form) or (B) shares of equity securities and/or options or other rights in respect thereof to be offered to directors, members of management, employees, consultants, customers, lenders or vendors of the Company or Company Subsidiaries or in connection with dividend reinvestment plans.

  • Stock Election Number shall have the meaning set forth in Section 3.2.1.

  • Original Registration Statement. As used in this Agreement, the terms “amendment” or “supplement” when applied to the Registration Statement or the Prospectus shall be deemed to include the filing by the Company with the Commission of any document under the Exchange Act after the date hereof that is or is deemed to be incorporated therein by reference. All references in this Agreement to financial statements and schedules and other information which is “contained,” “included” or “stated” in the Registration Statement or the Prospectus (and all other references of like import) shall be deemed to mean and include all such financial statements and schedules and other information which is or is deemed to be incorporated by reference in or otherwise deemed under the Securities Act to be a part of or included in the Registration Statement or the Prospectus, as the case may be, as of any specified date; and all references in this Agreement to amendments or supplements to the Registration Statement or the Prospectus shall be deemed to mean and include, without limitation, the filing of any document under the Exchange Act which is or is deemed to be incorporated by reference in or otherwise deemed under the Securities Act to be a part of or included in the Registration Statement or the Prospectus, as the case may be, as of any specified date. At the time the Registration Statement was or will be originally declared effective and at the time the Company’s most recent annual report on Form 10-K was filed with the Commission, if later, the Company met the then-applicable requirements for use of Form S-3 under the Securities Act. During the Agency Period, each time the Company files an annual report on Form 10-K the Company will meet the then-applicable requirements for use of Form S-3 under the Securities Act.