SEC Registration definition
Examples of SEC Registration in a sentence
Exemption from SEC Registration The issuance of all securities under the Plan will be exempt from SEC registration under applicable law.
Exemption from SEC Registration The issuance of Convertible Series A Preferred Stock will be exempt from registration with the U.S. Securities and Exchange Commission (the “SEC”) under section 1145 of the Bankruptcy Code.
Furthermore, Borrower fails to timely file, when due, any SEC report, including any required XBRL file along with such report (e.g., Forms 8-K, 10-Q or 10-K, or Schedules 14A, 14C or 14(f)), or, if the filing date of such report is properly extended pursuant to SEC Rule 12b-25, when the date of any such filing extension lapses, or any post-effective amendment to any SEC Registration Statement.
The Initial Shelf Registration shall be on an appropriate SEC Registration Statement form permitting registration of such Registrable Securities for resale by such Holders in the manner or manners designated by them.
Exemption from SEC Registration The issuance of all securities under the Plan will be exempt from registration under the Securities Act and applicable law.
Name: Lincoln Life Variable Annuity Account Q Date Established: November 3, 1997 SEC Registration Number: 811-08569 7.
The Company agrees to include the listing of the Shares and Warrants in the next SEC Registration Statement filed by the Company, and intends to use its best efforts to make the Registration Statement effective.
Exemption from SEC Registration The issuance and distribution of the New Common Stock and Rights shall be exempt from registration under the Securities Act of 1933 and any other applicable securities laws pursuant to Section 1145 of the Bankruptcy Code.
No Acuren Subsidiary is, or has at any time since the Acuren SEC Registration Date, been, subject to the periodic reporting requirements of the Exchange Act or is or has been otherwise required to file any report, schedule, form, statement, registration statement, prospectus or other document with the SEC.
This Warrant has been acquired by the Holder as a result of the pro rata distribution by the Company of all the issued and outstanding shares of the Common Stock to the Company's stockholders (the "Distribution"), all as described in the Company's registration statement filed with the SEC (Registration No. 333-53792).