SEC issuer definition

SEC issuer means an issuer that
SEC issuer means an SEC issuer as defined in National Instrument 52-107 Acceptable Accounting Principles and Auditing Standards;
SEC issuer means a reporting issuer that

Examples of SEC issuer in a sentence

  • Company is a reporting issuer in British Columbia and Alberta, and Company qualifies as an SEC issuer pursuant to National Instrument 51-102-Continuous Disclosure Obligations.


More Definitions of SEC issuer

SEC issuer means a reportingan issuer that
SEC issuer means an issuer that: (a) has a class of securities registered under section 12 of the 1934 Act or is required to file reports under section 15(d) of the 1934 Act; and (b) is not registered or required to be registered as an investment company under the Investment Company Act of 1940 of the United States of America, as amended from time to time;
SEC issuer means an SEC issuer as defined in Regulation 52-107 respecting Acceptable Accounting Principles and Auditing Standards (chapter V-1.1, r. 25);
SEC issuer means an SEC issuer as defined in National Instrument 52-107
SEC issuer means an issuer that has a class of securities registered with the SEC or is required to report to the SEC under a designated requirement in the United States;

Related to SEC issuer

  • L/C Issuer means Bank of America in its capacity as issuer of Letters of Credit hereunder, or any successor issuer of Letters of Credit hereunder.