SEC Enforcement Action definition
SEC Enforcement Action means the civil lawsuit commenced by the United States Securities and Exchange Commission on March 2, 2009 and pending as Securities and Exchange Commission v. Sunwest Management, Inc. et al., United States District Court for the District of Oregon, Case No. 6:09-CV-6056.
SEC Enforcement Action means the civil lawsuit commenced by the Securities and Exchange Commission and pending as Securities and Exchange Commission v. Sunwest Management, Inc., et al., United States District Court for the District of Oregon Case No. 6:09-cv-6056-HO.
Examples of SEC Enforcement Action in a sentence
The Receiver and the CRO have not engaged in a comprehensive review of the allegations of the SEC in the SEC Enforcement Action and have not conducted an independent review of the historical financial or operational condition or results of operations of the Sunwest Enterprise or any of its components.
On March 10, 2009, the Court entered its Order in the SEC Enforcement Action appointing a Receiver and CRO of the Receivership Entities comprising the Sunwest Enterprise.
Wood, United States District Court for the Northern District of Illinois, as presiding judge over the SEC Enforcement Action and the parties acknowledge and explicitly agree to submit to the jurisdiction of same.