SEC Complaint definition

SEC Complaint means the complaint filed on April 17, 2023 in the Western District of Washington that initiated the action captioned Securities and Exchange Commission v. Bittrex, Inc., et al., Case No. 2:23-cv-00580-RSM.
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SEC Complaint means the civil complaint filed in the United States District Court for the District of Massachusetts on January 8, 2007 against David L. McQuillin, Lisa W. Zappala and Lawrence B. Evans (Case No. 1:07-cv-10027).
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Examples of SEC Complaint in a sentence

  • Washington, DC 20580 Finance companies, retail stores, auto dealers, mortgage companies and other lenders, and credit bureaus (877) FTC-HELP or (▇▇▇) ▇▇▇-▇▇▇▇ ▇▇▇.▇▇▇ ▇▇▇.▇▇▇/▇▇▇ Securities and Exchange Commission (SEC) Complaint Center ▇▇▇ ▇ ▇▇▇▇▇▇, ▇.▇.

  • In addition, none of the allegations or claims in the SEC Complaint relate to ▇▇.

  • The SEC Complaint contains allegations which the SEC would have to prove to be true to prevail on any claim asserted against ▇▇.