SEC Act definition

SEC Act means the Securities Exchange Act of 1934, 15 U.S.C.A. §78, as amended.
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SEC Act means The Securities Exchange Act of 1934, 15 U.S.C.A. §78, as amended.
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SEC Act means the Securities and Exchange Commission of Sri Lanka Act, No. 19 of 2021.
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Examples of SEC Act in a sentence

  • In providing our consent, we do not thereby admit that we are in the category of persons whose consent is required under Section 7 of the SEC Act or the rules and regulations of the Commission thereunder.

  • In accordance with Rule 10b-16 of the SEC Act of 1934 the following disclosure is set forth: Interest Rates on Debit Balances:The interest rate charged by Siebert on your debit balance is based on a base rate determined by Siebert, which is influenced by money market conditions, including the Prime Rate, Call Money, and Treasury Bills.

  • Securities issued by foreign-resident entities under Section 144A of the SEC Act.

  • Furthermore, it must be rated not less than AAA or equivalent by at least one nationally recognized rating service and the County must be provided with a prospectus and other information required by the SEC Act of 1934 or the Investment Company Act of 1940.

  • I affirm/state that I have not been a Key Management Person of a company, partnership or other organization whose licence has been suspended or cancelled by the Commission for violating any provision of the SEC Act, any rules or regulations made thereunder.

  • All filings by the Primary Operating Company required by the SEC or the SEC Act have been filed as and when required (except to the extent appropriate extensions have been obtained and remain in effect), and no VSE Entity has received written notice of any violation of the SEC Act or any other law, rule or regulation of the SEC that has not been disclosed to the Administrative Agent in writing.

  • All the provisions of the SEC Act and all subsisting amendments thereto and the Unit Trust Code as may be replaced or changed from time to time and all regulations and rules duly promulgated there under shall be deemed for all purposes to be incorporated in this Trust Deed as part and parcel hereof and have effect accordingly.

  • In providing our consent, we do not thereby admit that we are in the category of persons whose consent is required under Section 7 of the SEC Act or the rules and regulations of the Commission thereunder.This opinion is addressed to you and may be relied upon by you, your counsel and purchasers of Ordinary Shares or Resale Shares pursuant to the Registration Statement.

  • In determining whether the number of voting rights reaches the threshold percentage referenced in the previous paragraph, the Issuer will consider under Section 247 and 258 of the SEC Act and rules promulgated there under by the SEC or Financial Institutions Businesses Act B.E. 2551 are the governing laws.

  • In providing our consent, we do not thereby admit that we are in the category of persons whose consent is required under Section 7 of the SEC Act or the rules and regulations of the Commission thereunder.This opinion is addressed to you and may be relied upon by you, your counsel and purchasers of Shares pursuant to the Registration Statement.


More Definitions of SEC Act

SEC Act means the Securities and Exchange Commission of Sri Lanka Act No. 36 of 1987 as may be modified, amended or replaced from time to time.
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SEC Act means the U.S. Securities Xxxxxxxx Xxx 0000.
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SEC Act means the Securities and Exchange Act B.E. 2535, as amended.
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SEC Act means the Securities and Exchange Commission Act, 1993 of the Borrower;
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Related to SEC Act

  • ACNC Act means the Australian Charities and Not-for-profits Commission Act 2012 (Cth).

  • FMC Act means the Financial Markets Conduct Act 2013.

  • BC Act means the Securities Act (British Columbia);

  • POPI Act means the Protection of Personal Information Act, Act 4 of 2013;

  • FOI Act means the Freedom of Information Xxx 0000 and any subordinate legislation made under this Act from time to time together with any guidance and/or codes of practice issued by the Information Commissioner in relation to such legislation;

  • EP Act means the Environmental Protection Xxx 0000;

  • S.A.F.E. Act means the secure and fair enforcement for mortgage licensing act of 2008, Title V of the housing and economic recovery act of 2008 ("HERA"), P.L. 110-289, effective July 30, 2008.

  • Public Utilities Act means the Illinois Public Utilities Act, 220 ILCS 5.

  • SEC Regulation D means Regulation D as promulgated under the Securities Act of 1933, as amended, as the same may be in effect from time to time.

  • Investment Company Act of 1940 means the Investment Company Act of 1940, as amended, and the rules and regulations thereunder.

  • SEBI Act or “Act” means the Securities and Exchange Board of India Act, 1992;

  • Federal Reserve Act means the Federal Reserve Act, as amended.

  • the 1981 Act which means the Compulsory Purchase (Vesting Declarations) Act 1981.

  • OHS Act means the Occupational Health and Safety Act 2004;

  • Securities Act (Ontario) means the Securities Act, R.S.O. 1990, c. S.5, as amended, and the regulations thereunder, and any comparable or successor laws or regulations thereto;

  • 1990 Act means the Companies Act 1990.

  • PBR Act means the Plant Breeder’s Rights Xxx 0000 (Cth) as amended from time to time.

  • WHS Act means the Work Health and Safety (National Uniform Legislation) Act 2011 (NT) and includes subordinate legislation made under that Act including regulations and approved codes of practice as well as any amendment, re-enactment or replacement of such Act ; and

  • 1999 Act means the Act signed at Geneva on July 2, 1999, of the Hague Agreement;

  • 2000 Act means the Local Government Act 2000;

  • the 1992 Act means the Local Government Finance Act 1992;

  • Securities Exchange Act of 1934 means the United States Securities Exchange Act of 1934, as from time to time amended.

  • the 1988 Act means the Local Government Finance Act 1988.

  • the 1998 Act (“Deddf 1998”) means the Teaching and Higher Education Act 1998;

  • FDA Act means the U.S. Federal Food, Drug, and Cosmetic Act, as amended.

  • the 1989 Act means the Local Government and Housing Act 1989;