Rule 4460 definition
Examples of Rule 4460 in a sentence
The Company is not in violation of the listing requirements of the Principal Market (as defined below), including, without limitation, the requirements set forth in Rule 4460 of the Principal Market.
No approval of a number of outstanding shares of capital stock of Gold Banc greater than that required by Rule 4460 is required for approval of this Agreement and the consummation of the transactions contemplated hereby.
The Company shall give the Nasdaq National Market timely notice of the issuance of the Shares and shall use all commercially reasonable efforts to maintain the Non-Quantitative Designation Criteria contained in Rule 4460 of the NASD Manual to the extent such criteria are within the control of the Company.
If applicable, the restrictions and redemption obligations set forth in this Section 3.14 shall cease to apply if (a) the Company obtains written shareholder approval to issue Common Shares in excess of the 20% Cap pursuant to Nasdaq Rule 4460 or (b) the Company provides the Investors with irrevocable written notice, based upon the advice of its counsel, that any such issuance of Common Shares is not subject to the 20% Cap pursuant to Nasdaq Rule 4460.
The Company is not in violation of the listing requirements of the Nasdaq National Market, including, without limitation, the requirements set forth in Rule 4460 of the Nasdaq National Market.
The Company agrees to submit as soon as practicable, -------------------- for purposes of Rule 4460 of the NASDAQ, a proposal for approval by shareholders of the Company's Common Stock allowing conversion of Series D Preferred Stock in amounts greater than the Maximum Share Amount, as such term is defined in the Amended Statement of Resolutions.
The Company's Board of Directors has not less than two (2) directors who are independent from (as defined in Rule 4460 of the NASD Market Place Rules), and unaffiliated with, management of the Company.
The Buyer will, at the earliest practicable date, hold a meeting of its shareholders for the purpose of (i) approving the Mergers and the issuance of shares of the Buyer's Stock as the Merger Consideration (in accordance with applicable corporate Law and Rule 4460 of the Marketplace Rules of the Nasdaq Stock Market) and (ii) increasing the number of directors of the Buyer by seven, from 11 to 18.
The Company agrees to submit as soon as practicable, -------------------- for purposes of Rule 4460 of the NASDAQ, a proposal for approval by shareholders of the Company's Common Stock allowing conversion of Series F Preferred Stock in amounts greater than the Maximum Share Amount, as such term is defined in the Statement of Resolutions.
The restrictions and redemption obligations set forth in this Section 5.15 shall cease to apply if (a) the Company obtains the Requisite Vote to issue all Common Shares issuable upon exercise of the Warrants and conversion of the Notes or (b) the Company provides the Purchasers with irrevocable written notice, based upon the advice of its counsel, that any such issuance of Common Shares upon conversion of the Notes and exercise of the Warrants is not subject to the Nasdaq Cap pursuant to Nasdaq Rule 4460.