Rule 139 definition

Rule 139. “Rule 158”, “Rule 164”, “Rule 172”, “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B”, “Rule 433” and “Rule 501” refer to Rules 139, 158, 164, 172, 405, 415, 424, 430B, 433 and 501, respectively, under the Act. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the enclosed duplicate hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Company, the Selling Shareholders and the Underwriter. Very truly yours, Xxxxxxxxx World Industries, Inc. /s/ Xxxxx X. Xxxxxx Name: Xxxxx X. Xxxxxx Title: Senior Vice President and Chief Financial Officer The Xxxxxxxxx World Industries, Inc. Asbestos Personal Injury Settlement Trust /s/ Xxxxx Xxxx Name: Xxxxx Xxxx Title: Managing Trustee Armor TPG Holdings, L.P. By: TPG Advisors VI, Inc., its general partner By: /s/ Xxxxxx Xxxx Name: Xxxxxx Cami Title: Vice President The foregoing Underwriting Agreement is hereby confirmed and accepted as of the date specified in Schedule I hereto. By: Xxxxxx Xxxxxxx & Co. LLC By: /s/ Xxxxxx Xxxxxx Xxxxxxxx Name: Xxxxxx Xxxxxx Xxxxxxxx Title: Vice President SCHEDULE I Underwriting Agreement dated March 4, 2014 Registration Statement No. 333-179711 Underwriter: Xxxxxx Xxxxxxx & Co. LLC Title, Purchase Price and Description of Securities: Title: Common Shares, par value $0.01 per share Number of Securities to be sold by Trust: 1,845,023 Number of Securities to be sold by TPG: 2,054,977 Price per share to the public: $54.25 Price per share to the Underwriter: $53.80 Closing Date, Time and Location: March 10, 2014 at 9:00 a.m. at the office of Fried, Frank, Harris, Xxxxxxx & Xxxxxxxx LLP at Xxx Xxx Xxxx Xxxxx, Xxx Xxxx, XX 00000.
Sample 1
Rule 139. “Rule 164,” “Rule 172,” “Rule 173,” “Rule 175(b),” “Rule 405,” “Rule 424(b),” “Rule 430B,” “Rule 433” and “Rule 462(b)” refer to such rules under the 1933 Act.
Sample 1

Examples of Rule 139 in a sentence

  • Rule 139 – Reply to the Defence to the Application for the determination of damages and Rejoinder to the ReplyThe applicant may within one month lodge a Reply to the Defence to the Application for the determination of damages, limited to the matters raised in the Defence.

  • Motions for resolutions contained in own-initiative reports shall be examined by Parliament under the short presentation procedure set out in Rule 139.

  • A Senator who abstains from voting shall file the disclosure required by Rule 1.39.

  • A disclosable transaction is any acquisition or realisation of assets (including securities) by a listed issuer or any of its subsidiaries where the relative figures on the bases set out in Rule 13.9 would be 15 per cent or more and includes substantial transactions.

  • A substantial transaction which entails any acquisition by a listed issuer or any of its subsidiaries of another business, assets, company or companies, substantially all of which are not listed, where the relative figures on the bases set out in Rule 13.9 would be 100 per cent or more or which would result in a change in control through the introduction of a majority holder or group of holders (e.g. a reverse take-over) will normally result in the suspension of the listing of the issuer's securities.

  • However, a Senator shall abstain from voting if, in the Senator’s judgment, a vote on a question would constitute a conflict of interest as defined in Rule 1.39.

  • The addition of new Rule 13.9 would renumber current Rule 13.9 (Official Notice of Facts) and all subsequent rules in Article 13.

  • They reduced institutional risk (Randriamanampisoa, et al., 2009) by some specific institutions.

  • Investors in the state of Arizona must either be accredited investors within the meaning of Rule 501 under Regulation D under the Securities Act or meet the qualified purchaser definition in Arizona Administrative Code Rule 13.9. Investors in Alabama, Arizona, Florida, New Jersey, North Dakota, Texas and Washington will be required by state law to purchase our securities in this offering through an SEC and state registered broker-dealer.

  • Rule 139 – Reply to the Defence for the determination of damages and Rejoinder to the ReplyThe applicant may within one month lodge a Reply to the Defence for the determination of damages, limited to the matters raised in the Defence.

Related to Rule 139

  • Rule 134 “Rule 164,” “Rule 172,” “Rule 405,” “Rule 415,” “Rule 424,” “Rule 430A,” “Rule 430B,” “Rule 433” and “Rule 462” refer to such rules under the Act.

  • Rule 159A “Rule 405” and “Rule 415” mean, in each case, such rule promulgated under the Securities Act (or any successor provision), as the same shall be amended from time to time.

  • Rule 173 “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.

  • Rule 15c2-12 means Rule 15c2-12 under the Securities Exchange Act of 1934, as amended through the date of this Undertaking, including any official interpretations thereof.

  • Rule 17f-7 means Rule 17f-7 promulgated under the 1940 Act.

  • Rule 164 “Rule 172”, “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.

  • Rule 163 “Rule 164”, “Rule 172”, “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.

  • Rule 497 refers to Rule 497(c) or 497(h) under the Act, as applicable.

  • Exchange Act Regulations means the General Rules and Regulations under the Exchange Act.

  • 1933 Act Regulations means the rules and regulations of the Commission under the 1933 Act.

  • Rule 424 means Rule 424 promulgated by the Commission pursuant to the Securities Act, as such Rule may be amended or interpreted from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same purpose and effect as such Rule.

  • Securities Exchange Act of 1934 means the United States Securities Exchange Act of 1934, as from time to time amended.

  • Rule 17f-5 means Rule 17f-5 promulgated under the 1940 Act.

  • Rule 17g-5 Rule 17g-5 under the Exchange Act.

  • Rule 145 means Rule 145 as promulgated by the Commission under the Securities Act, as such Rule may be amended from time to time, or any similar successor rule that may be promulgated by the Commission.

  • Rule 433 and “Rule 462” refer to such rules under the Act.

  • Regulation M means Regulation M under the Exchange Act.

  • Rule 158 “Rule 163”, “Rule 164”, “Rule 172”, “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.

  • Rule 430B Information means the information included in any preliminary prospectus or the Prospectus or any amendment or supplement to any of the foregoing that was omitted from the Registration Statement at the time it first became effective but is deemed to be part of and included in the Registration Statement pursuant to Rule 430B.

  • U.S. Exchange Act means the United States Securities Exchange Act of 1934, as amended;

  • Rule 3a-7 means Rule 3a-7 under the Investment Company Act.

  • 430C Information means information included in a prospectus then deemed to be a part of the Registration Statement pursuant to Rule 430C.

  • Rule 3a-5 means Rule 3a-5 under the Investment Company Act.

  • Rule 430A Information means information with respect to the Securities and the offering thereof permitted to be omitted from the Registration Statement when it becomes effective pursuant to Rule 430A.

  • SEC Rule 145 means Rule 145 promulgated by the SEC under the Securities Act.

  • 1934 Exchange Act means the Securities Exchange Act of 1934 of the United States, as amended, and the rules and regulations thereunder as now in effect or as the same may from time to time be amended, re-enacted or replaced;