ROCA/ROC Rating definition

ROCA/ROC Rating means the rating assigned to a Foreign Banking Office and a Foreign Bank Representative Office, respectively, by the Director Commissioner based upon a composite evaluation of the following performance components: Risk Management; Operational Controls; Compliance; and Asset Quality. The rating assigned to each individual performance component will be assigned a range of 1 through 5, with 1 being the highest possible rating and 5 being the lowest possible rating.