RJA definition
Examples of RJA in a sentence
For Accounts managed by an SMA Manager prior to termination, you understand and agree that in the event of liquidation of any Securities in the Account following termination of the SMA Manager, that such liquidation will be affected by RJA and not the terminated SMA Manager.
Statistical data relative to certain investment advisers supplied by Adviser or RJA shall not be a recommendation by Adviser or RJA.
For certain AMS Managed Programs and the OSM Platform where the third-party manager provides discretionary investment management services, you acknowledge and agree that Adviser and/or RJA will share with such manager transactional data on the Account and other identifying information regarding you and your Account, as needed or requested by such manager for purpose of providing services to your Account.
For all AMS Managed Accounts, you retain Adviser, through its IARs, to establish an Advisory Account in the Program you have selected and to provide, directly or through its designees, investment advisory, brokerage, and custodial services through RJA (except as otherwise described in this MAA), and other services in accordance with the terms and conditions of this MAA.
All Fees paid to Adviser from Accounts custodied with RJA will be reported to you on the quarterly statements provided by Adviser or you will be notified separately via invoice.
All Advisory Account Programs, regardless of who your Adviser is under this MAA, are administered, sponsored and/or managed by RJA through AMS.
The RJRP Program offers certain investment strategies developed by AMS and other divisions of RJA.
You further understand and acknowledge that the Manager or OSM Manager may decide to aggregate all such client transactions into a block trade that is executed through one broker-dealer and that this practice may result in “trading away” from RJA, which is described below.
You understand that the Fee includes compensation paid to Adviser, your Investment Adviser Representative, any Subadvisers, including AMS and Managers, if applicable, and RJA for RJA’s execution, custodial, and administrative services.
The following affiliates of RJA may be offered as Managers: Chartwell Investment Partners, LLC, Eagle Asset Management, Inc.