Risk Acknowledgement definition
Examples of Risk Acknowledgement in a sentence
SUBSCRIBERS WHO ARE RESIDENTS OF MANITOBA, NORTHWEST TERRITORIES, NUNAVUT, ▇▇▇▇▇▇ ▇▇▇▇▇▇ ISLAND OR YUKON AND WHO ARE SUBSCRIBING FOR MORE THAN CDN $10,000 IN UNITS: ▪ Complete and submit a fully signed Declaration of Eligible Investor Status (Schedule B) – unless you are an "accredited investor" (in which case you must fill out the Accredited Investor Certificate (Schedule C) and the Risk Acknowledgement Form (Schedule D), if required) or are non-individuals purchasing at least $150,000 of Units.
Instructions: This schedule must be completed together with the Risk Acknowledgement Form and Schedule 1 by individuals purchasing securities under the exemption (the offering memorandum exemption) in subsection 2.9(2.1) of National Instrument 45-106 Prospectus Exemptions (NI 45-106) in Alberta, Ontario or Québec.
Instructions: This schedule must be completed together with the Risk Acknowledgement Form and Schedule 2 by individuals purchasing securities under the exemption (the offering memorandum exemption) in subsection 2.9(2.1) of National Instrument 45-106 Prospectus Exemptions (NI 45-106) in Alberta, Ontario and Québec.
Risk Acknowledgement – Adviser does not guarantee the future performance of the Account or any specific level of performance, the success of any investment decision or strategy that Adviser may use, or the success of Adviser’s overall management of the Account.
ALL SUBSCRIBERS, EXCEPT (A) SUBSCRIBERS WHO ARE NOT INDIVIDUALS WHO PURCHASE AT LEAST $150,000 OF UNITS, AND (B) SUBSCRIBERS WHO ARE "ACCREDITED INVESTORS": Complete and submit a fully signed Form 45-106F4 Risk Acknowledgement (Schedule A) including, if a resident Alberta, Saskatchewan, Ontario, Quebec, Nova Scotia or New Brunswick, Schedules 1 and 2 of Schedule A.
Instructions: This schedule must be completed together with the Risk Acknowledgement Form and Schedule A1 by individuals purchasing securities under the exemption (the offering memorandum exemption) in subsection 2.9(2.1) of National Instrument 45-106 Prospectus Exemptions (NI 45-106) in Alberta, Ontario and Saskatchewan.
Complete and execute Exhibit A to Schedule A – Risk Acknowledgement - Offering Memorandum Exemption.
The Subscriber hereby authorizes the Manager to correct any minor errors in, or complete any minor information missing from, the Form 45-106F4 (Appendix I), the Eligible Investor Questionnaire (Appendix II), the Accredited Investor Questionnaire (Appendix III) or the BC Instrument 32-517 Risk Acknowledgement (Appendix IV) which has been executed by the Subscriber and delivered to the Manager.
Instructions: This Schedule must be completed together with the Risk Acknowledgement Form and Schedule 1 by individuals purchasing securities under the exemption (the offering memorandum exemption) in subsection 2.9(2.1) of National Instrument 45-106 Prospectus Exemptions (NI 45- 106) in Alberta, New Brunswick, Nova Scotia, Ontario, Quebec and Saskatchewan.
Instructions: This schedule must be completed together with the Risk Acknowledgement Form and Schedule A2 by individuals purchasing securities under the exemption (the offering memorandum exemption) in subsection 2.9(2.1) of National Instrument 45-106 Prospectus Exemptions (NI 45-106) in Alberta, Ontario and Saskatchewan.