Retail Securities definition

Retail Securities means all securities offered in a Registered Offering that are allocated by Wit Group for retail distribution, which shall not in any event be less than ****% of the amount of "non-designated" shares available to Wit Group in such Registered Offering; provided, however, that any "non-designated" shares allocated by Wit Group that are Excluded Securities shall not be deemed available to Wit Group for purposes of determining compliance with Section 4(a) of this Agreement.
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Retail Securities means all securities offered in a Registered Offering that are allocated by Wit Group for retail distribution.
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Examples of Retail Securities in a sentence

  • Wit Group will coordinate and cooperate with E Group such that an efficient and cost effective process is established whereby all such Retail Securities and all Covered Securities are made available to E Group for offer, sale and delivery through E Group to customers of E Group.

  • Retail Securities offered through the auction facility of Vostock shall be deemed to be offered solely and exclusively through E Group to customers of E Group for purposes of the preceding sentence and Section 4(a).

  • Notwithstanding Section 6 hereof, Wit Group shall pay to E Group ***** percent (*****%) of the selling concession in connection with the Retail Securities allocated to any eASP account or eDSP account.

  • Wit Group shall promptly direct to E Group all inquiries with respect to Retail Securities or retail accounts (other than Accounts) that Wit Group receives, either directly or indirectly.

  • Subject to Section 15(a) and the ----------------------- provisions of this Section 3, Wit Group shall make available for sale solely and exclusively through E Group to customers of E Group all Retail Securities and all Covered Securities (other than Excluded Securities).

  • For a period beginning on the Closing Date and ending on the second anniversary thereof, the Sellers shall not, and the Sellers shall cause Citigroup and its Controlled Affiliates not to, engage in the Retail Securities Distribution Business.

  • Notwithstanding anything to the contrary set forth in the Lease, in no event shall Tenant use or permit any other party to use the Premises or any portion thereof for Retail Securities Broker Dealer Activity.

  • Wit Group shall promptly direct to E Group ----------------- all inquiries with respect to Retail Securities or retail accounts (other than Accounts) that Wit Group receives, either directly or indirectly.

  • Subject to Section 15(a) and the provisions of this Section 3, Wit Group shall make available for sale solely and exclusively through E Group to customers of E Group all Retail Securities and all Covered Securities other than Excluded Securities.

  • Notwithstanding Section 6 hereof, Wit Group shall pay to E Group **** percent (****%) of the selling concession in connection with the Retail Securities allocated to any eASP account or eDSP account.

Related to Retail Securities

  • NIM Securities Any debt securities secured or otherwise backed by some or all of the Class X and Class P Certificates that are rated by one or more Rating Agencies.

  • Individual Securities shall have the meaning specified in Section 3.01(p).

  • Securities as used herein does not include (i) securities of issuers that are affiliated with the Buyer or are part of the Buyer's Family of Investment Companies, (ii) securities issued or guaranteed by the U.S. or any instrumentality thereof, (iii) bank deposit notes and certificates of deposit, (iv) loan participations, (v) repurchase agreements, (vi) securities owned but subject to a repurchase agreement and (vii) currency, interest rate and commodity swaps.

  • Federal Securities means: (a) any direct general obligations of the United States of America (including obligations issued or held in book entry form on the books of the Department of the Treasury of the United States of America), for which the full faith and credit of the United States of America are pledged; (b) obligations of any agency, department or instrumentality of the United States of America, the timely payment of principal and interest on which are directly or indirectly secured or guaranteed by the full faith and credit of the United States of America.

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.