Retail Representative definition
Retail Representative means an individual who (1) represents the interests of retail investors, (2) has experience working with or on behalf of retail investors, (3) has the requisite background and professional experience to understand the interests of retail investors, the work of the Operating Committee of the Company, and the role of market data in the U.S. equity market, and (4) is not affiliated with a Member or broker-dealer.
Retail Representative means an individual who (1) represents the interests of retail investors, (2) has experience working with or on behalf of retail investors, (3) has the requisite background and professional experience to understand the interests of retail investors, the work of the Operating Committee of the Company, and the role of market data in the U.S. equity market, and (4) is not affiliated with a Member or broker-dealer. “Self-regulatory organization” or “SRO” has the meaning provided in Section 3(a)(26) of the Exchange Act.
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Examples of Retail Representative in a sentence
The studies are based on competency analyses for the position of Retail Representative, which has been placed in level 2 of the ISQF, and Middle Management in shops, which has been placed in level 3 of the ISQF.
The studies are based on competency analyses for the position of Retail Representative, which has been placed in level 2 of the ISQF, and middle management in shops, which has been placed in level 3 of the ISQF.
The studies are based on competency analyses for the position of Retail Representative which has been placed in level 2 of the ISQF and Middle Management in shops which has been placed in level 3 of the ISQF.
She had been registered with the ▇▇▇ and then IIROC as a Retail Representative since February 1995.