Retail Distribution Review definition

Retail Distribution Review means the Authority’s rules, effective from 1 January 2013, governing the sale of investment products to retail customers;
View Source

Examples of Retail Distribution Review in a sentence

  • As an advisory service is not offered for Retail Clients (or clients of any FCA classification), the provisions of the FCA’s Retail Distribution Review regulations shall not apply.

  • As our investment advice does not cover all retail investment products, for example, we do not give advice on unitised investment products, life policies or pension- based products, under the Retail Distribution Review (RDR), we classify ourselves as being “restricted”.

  • It is also assumed that you understand the RDR (Retail Distribution Review) and that you have compared fully the products we are able to sell as execution only compared to those sold by the companies themselves or through an adviser.

  • As our investment advice does not cover all retail investment products, for example, we do not give advice on unitised investment products, life policies or pension-based products, under the Retail Distribution Review (RDR), we classify ourselves as being “restricted”.

  • Following the FCA’s Retail Distribution Review (RDR), Financial Advisers are no longer permitted to receive a commission for financial advice provided from 1 January 2013 in respect of “retail investment products”.

  • The purpose of this service agreement is to formalise the basis of how we will continue to work with you in the post RDR (Retail Distribution Review) environment effective from 1st January 2013.

  • Following the introduction of the Retail Distribution Review (RDR) you can choose from a variety of different ways to pay for our services.

  • Our investment management service comes under the auspices of the FCA’s Retail Distribution Review (RDR) as your portfolio may include “Retail Investment Products”, a term which includes unit trusts, Open Ended Investment Companies (OEICs) and other collective investment schemes.

  • It is also assumed that you understand the RDR (Retail Distribution Review) and you compared the products we are able to sell as execution only compared to those sold by the companies themselves or through an adviser.