retail advisor means a financial service provider that gives advice to a retail consumer.
retail advisor means a financial service provider or financial representative that gives advice to a retail consumer.
Sub-Advisor shall include the Sub-Advisor and/or any of its affiliates and the directors, officers and employees of the Sub-Advisor and/or any of its affiliates.
Legal Advisor means the officer responsible for providing legal advice to the Standards Committee. This may be the Monitoring Officer, another legally qualified officer of the authority, or someone appointed for this purpose from outside the authority.
Legal Adviser means the properly qualified person appointed by the Trust to provide legal advice.
Sub-Adviser means an adviser to
Municipal Advisor means Stifel, Nicolaus & Company, Incorporated.
Medical Advise means any consultation or advice from a Medical Practitioner including the issue of any prescription or repeat prescription.
Retail Client means a client who is not a professional client;
Company Financial Advisor has the meaning set forth in Section 3.10.
portfolio adviser means a person or company that provides investment advice or portfolio management services under a contract with the investment fund or with the manager of the investment fund;
Financial Advisor has the meaning set forth in Section 3.6.
Student media advisor means an individual who is employed, appointed, or designated by the District to supervise or provide instruction with respect to student media.
CME Term SOFR Administrator means CME Group Benchmark Administration Limited as administrator of the forward-looking term Secured Overnight Financing Rate (SOFR) (or a successor administrator).
OSSTF means the Ontario Secondary School Teachers' Federation.
Training manager means the individual responsible for administering a training program and monitoring the performance of principal instructors and guest instructors.
Operating Advisor means the operating advisor appointed as provided in the Lead Securitization Servicing Agreement.
Asset Manager means the manager of each of the Series Assets as specified in each Series Designation or, its permitted successors or assigns, appointed in accordance with Section 5.10.
Goldman means Xxxxxxx, Sachs & Co.
Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) replaced by The Companies Act, 2013 (No. 18 of 2013) and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund;
Estuary means a semi-enclosed, naturally existing coastal body of water which has a free connection with the open sea and within which seawater is measurably diluted with fresh water derived from riverine systems. [Section 373.403(15), F.S.]
CLO Asset Manager means, with respect to any Securitization Vehicle that is a CLO, the entity that is responsible for managing or administering the underlying assets of such Securitization Vehicle or, if applicable, the assets of any Intervening Trust Vehicle (including, without limitation, the right to exercise any consent and control rights available to the Directing Holder).
Retail pharmacy means a pharmaceutical facility dispensing prescription drugs and devices to the general public.
SOFR Administrator means the Federal Reserve Bank of New York (or a successor administrator of the secured overnight financing rate).
Independent Financial Advisor means an accounting, appraisal, investment banking firm or consultant to Persons engaged in Similar Businesses of nationally recognized standing that is, in the good faith judgment of the Issuer, qualified to perform the task for which it has been engaged.
Retail seller means any person that sells any dangerous drug to consumers without assuming control over and responsibility for its administration. Mere advice or instructions regarding administration do not constitute control or establish responsibility.
Customer Service Representative means a person that provides an insurance service and insurance product information: