Relevant Regulators definition
Examples of Relevant Regulators in a sentence
The Client shall also inform the Relevant Regulators of the identity, address, occupation and contact details of any third party (if different from the Client/the ultimate beneficiary) who originated the transaction.
Words and phrases defined in the Rules of the Relevant Regulators have the same meaning in this Agreement unless expressly defined in this Agreement.
If the Client effects a transaction for a collective investment scheme, discretionary account or discretionary trust, the Client shall, immediately upon request by the Company (which request shall include the relevant contact details of the Relevant Regulators), inform the Relevant Regulators of any requested information of the person who, on behalf of the scheme, account or trust, instructed the Client to effect the transaction.
The Client shall also inform the Relevant Regulators of any information of any third party (if different from the Client/the ultimate beneficiary) who originated the transaction.
In addition, the Client shall immediately inform the Company when his discretion in respect of any transaction effected for such scheme, fund, account or trust has been overridden and, upon request by the Company, immediately inform the Relevant Regulators of any requested information of the person(s) who gave the overriding Instructions.
In any circumstances, the Services provided to you through RBC Paris Branch will be provided within the scope of RBC Paris Branch's licence and to the extent authorised by the French Relevant Regulators.
RBC Paris Branch is regulated by the French prudential and resolution authority (Autorité de contrôle prudentiel et de résolution – the "ACPR") and the French financial market authority (Autorité des marchés financiers – the "AMF") (together referred to as the "French Relevant Regulators").
No consent, approval, authorisation or order of any court or government or local agency or body or any other person is required by him/her/it for the execution or implementation of this Agreement and compliance with the terms of this Agreement, other than the consents of the Relevant Regulators specified in the conditions precedent set out in Clause 4.
The Customer shall also inform the Relevant Regulators of the identity, address, occupation and contact details of any third party (if different from the client/ultimate beneficiary) who originated the FX Transactions.
The Customer undertakes to disclose such other information concerning itself to the Company within the time the Company specified as may be required for the Company to comply with the applicable laws, rules, regulations, and/ or the requirements of Relevant Regulators.