Regulatory System definition

Regulatory System means the arrangements for regulating a firm or other person under the Financial Services and Markets Act 2000, in or under the Consumer Credit Act 1974 and as otherwise defined in the Handbook of the Financial Conduct Authority.

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Regulatory System means the arrangements for regulating a firm or other person under the Financial Services and Markets Act 2000, in or under the Consumer Credit Act 1974 and as otherwise defined in the Handbook of the Financial Conduct Authority. "We", "us", "our", or “OakNorth” means OakNorth Bank plc, a company registered in England and Wales under company number 08595042 and whose registered office is at ▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇, ▇▇▇ ▇▇▇.

Regulatory System means the body of legal requirements for Good Manufacturing Practices, inspections, and enforcements that ensure public health protection and legal authority to assure adherence to these requirements.

Examples of Regulatory System in a sentence

• This approach is mandated by both the Cabinet Directive on Improving the Performance of the Regulatory System for Major Resource Projects and the associated Memorandum of Understanding (MOU) (June, 2007).

• Nothing in this Agreement will exclude or restrict any liability which the Local Manager has under the Financial Services and Markets ▇▇▇ ▇▇▇▇, FSA Rules or Regulatory System (as defined by FSA Rules) in relation to the Investment Adviser and which may not be excluded or restricted thereunder.

• We may also close your Account immediately, if we reasonably consider that (a) it would be unlawful for us to keep; or (b) we would breach our obligations under the Regulatory System if we kept, your Account open.

• Nothing in this Agreement will exclude or restrict any liability which the Local Manager has under the Financial Services and Markets ▇▇▇ ▇▇▇▇, FSA Rules or the Regulatory System in relation to MSIM and which may not be excluded or restricted thereunder.

• Nothing in this Agreement will exclude or restrict any liability which the Local Manager has under the Financial Services and Markets ▇▇▇ ▇▇▇▇, FSA Rules or the Regulatory System in relation to ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ Investment Advisors and which may not be excluded or restricted thereunder.

More Definitions of Regulatory System

Regulatory System means the arrangements under which the FCA regulates our activities under the Financial Services and Markets Act 2000;

Regulatory System has the meaning given to it in the FCA Rules.

Regulatory System means the arrangements for regulating a licensee under the Act and subsidiary legislation made thereunder or directions given by the Commission.

Regulatory System means the arrangements for regulating a fiduciary services provider under the Act, these Regulations and any other subsidiary legislation, rules or directions made under the Act.

Regulatory System means the environmental assessment (EA) process (the project planning stage), subsequent permitting, licensing and authorizations which allow physical work to be initiated or operations to commence, and compliance monitoring and enforcement throughout the life-cycle of a project; and

Regulatory System means the arrangements for regulating a licensed person under the Act including the principles and the Regulations;

Regulatory System means the arrangements for regulating a licensee under the Act and regulations made thereunder or directions given by the Authority.