Regulatory Responsibility definition

Regulatory Responsibility. ’ shall mean the examination and enforcement responsibilities relating to compliance by Common Members with the rules of the applicable Participant that are substantially similar to the rules of the other Participants (the ‘‘Common Rules’’), insofar as they apply to the conduct of accounts for Covered Securities. A list of the current Common Rules of each Participant applicable to the conduct of accounts for Covered Securities is attached hereto as Exhibit

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Regulatory Responsibility means a duty or responsibility, assigned to an individual by management, that involves direct responsibility either for determinations of whether or not a person is in compliance with Department rules, permits or orders, or for determinations or recommendations as to whether any Department permit or order should or should not be issued, modified, suspended, or revoked.

Regulatory Responsibility. ’ shall mean the inspection, examination and enforcement responsibilities relating to compliance by the Common Members and persons associated therewith with the rules of the applicable Participant that are substantially similar to the rules of the other Participants (the ‘‘Common Rules’’) and the provisions of the Act and the rules and regulations thereunder, insofar as they apply to the conduct of accounts for Covered Securities. In discharging its Regulatory Responsibility, a DOEA may act directly and perform such responsibilities itself or may make arrangements for the performance of such responsibilities on its behalf by The Options Clearing Corporation, a national securities exchange registered with the SEC under Section 6(a) of the Act or a national securities association registered with the SEC under Section 15A of the Act, but excluding an association registered for the limited purpose of regulating the activities of members who are registered as brokers or dealers in security futures products. Without limiting the foregoing, a non-exhaustive list of the current, Common Rules of each Participant applicable to the conduct of accounts for Covered Securities is attached hereto as Exhibit A. Notwithstanding anything herein to the

Examples of Regulatory Responsibility in a sentence

Notwithstanding the foregoing, Dermira acknowledges that, as sponsor, UCB may delegate to Dermira certain of its responsibilities, as set forth in the Regulatory Responsibility Matrix.
Dyax shall therefore consult with ▇▇▇▇▇▇▇▇▇▇ in relation to the Chemistry, Manufacturing and Controls (CMC) section of any submissions to Regulatory Authorities before submission to such Regulatory Authorities and Dyax shall not make any change to its regulatory filings, which may have an impact on any ▇▇▇▇▇▇▇▇▇▇ Regulatory Responsibility without prior agreement with ▇▇▇▇▇▇▇▇▇▇.
Dyax shall therefore consult with ▇▇▇▇ in relation to the Chemistry, Manufacturing and Controls (CMC) section of any submissions to Regulatory Authorities before submission to such Regulatory Authorities and Dyax shall not make any change to its regulatory filings, which may have an impact on any ▇▇▇▇ Regulatory Responsibility without prior agreement with ▇▇▇▇.
Subject to this Section 6.1 (Regulatory Responsible Party), effective from and after each Regulatory Responsibility Transfer Date, all Regulatory Submissions and Regulatory Approvals in the Sanofi Territory with respect to the relevant Licensed Product after the Regulatory Responsibility Transfer Date will be owned by and held in the name of Sanofi.
To reduce the red tape and regulatory interventions that are reducing investment and depriving New Zealanders of jobs, National and ACT agree that the government will establish a task force to carry forward work on the Regulatory Responsibility ▇▇▇▇ considered by the Commerce Committee of Parliament in 2008.
Prior to the Regulatory Responsibility Transfer Date, as the holder of the Regulatory Approval for the Licensed Product in the Field in the Territory, BioCryst or its representatives will be entitled to conduct audits of safety and regulatory systems, procedures, practices, or records of Torii or its Controlled Affiliates or Sublicensees relating to the Licensed Product.
Upon Torii’s request at the appropriate time prior to the Regulatory Responsibility Transfer Date, the JSC will discuss in good faith and determine whether Torii will directly retain one or more CMOs in the Territory to conduct Territory-Specific Packaging and Labeling.
After the Regulatory Responsibility Transfer Date, Torii will have the final decision-making authority with respect to such responses to the extent relating solely to the Commercialization of a Licensed Product in the Field in the Territory and BioCryst will have the right to review and comment on any such response.
Until the Regulatory Responsibility Transfer Date, BioCryst will have the final decision-making authority with respect to the content of any responses to Regulatory Authorities or other Governmental Authorities that relate to a Licensed Product in the Field in the Territory and will consider Torii’s reasonable comments to such responses.
Dyax shall therefore consult with Fujifilm in relation to the Chemistry, Manufacturing and Controls (CMC) section of any submissions to Regulatory Authorities before submission to such Regulatory Authorities and Dyax shall not make any change to its regulatory filings, which may have an impact on any Fujifilm Regulatory Responsibility without prior agreement with Fujifilm.

More Definitions of Regulatory Responsibility

Regulatory Responsibility. ’ shall mean surveillance, investigation and enforcement responsibilities relating to compliance by the Common Members with such Options rules of the Participants as the Participants shall determine are substantially similar and shall approve from time to time, insofar as such rules relate to market surveillance (collectively, the ‘‘Common Rules’’). For the purposes of this Agreement the list of Common Rules is attached as Exhibit A hereto, which may only be amended upon unanimous written agreement by the Participants. The DOSR assigned to each Common Member shall assume Regulatory Responsibility with regard to that Common Member’s compliance with the applicable Common Rules for certain accounts.2 A DOSR may perform its Regulatory Responsibility or enter an agreement to transfer or assign such responsibilities to a national securities exchange registered with the SEC under Section 6(a) of the Exchange Act or a national securities association registered with the SEC under Section 15A of the Exchange Act. A DOSR may not transfer or assign its Regulatory Responsibility to an association registered for the limited purpose of regulating the activities of members who are registered as brokers or dealers in security futures products.

Regulatory Responsibility. ’ shall mean the [inspection,] examination and enforcement responsibilities relating to compliance by [the] broker-dealers that are members of more than one Participant (the ‘‘Common Members [and persons associated therewith]’’) with the rules of the applicable Participant that are substantially similar to the rules of the other Participants (the

Regulatory Responsibility means the representation of an Insured Depository Institution in connection with an application, examination, or proceeding before a Federal Banking Agency; advising an Insured Depository Institution concerning its compliance with Federal Banking Laws; or formal designation as general counsel by an Insured Depository Institution. For purposes of this Agreement, Regulatory Responsibility shall be limited to the foregoing types of engagements and shall not be deemed to include the following services: (a) Litigation engagements that do not involve the application or interpretation of Federal Banking Laws; (b) Engagements for the preparation, review, or negotiation of contracts that do not involve the application or interpretation of Federal Banking Laws; and (c) Other engagements that involve advice or representation of the type provided by the Firm to other corporate or commercial entities (for example, real estate, employment or intellectual property representation that does not involve the application or interpretation of Federal Banking Laws).