Regulatory issues definition

Regulatory issues means issues relating to the application of any EU instrument relating to EU marketing authorisations or to medical devices, or any enactment which implements such an instrument;
Regulatory issues. A Manager is required to categorize all new customers in one of three customer categories; eligible counterparties, professional and non-professional clients. All investors that are applying for Offer Shares in the Private Placement and which are not existing clients of a Manager will be categorized as non-professional clients unless otherwise is communicated in writing by the relevant Manager. For further information about the categorization the Applicant may contact the Manager. The Manager will treat the Application as an execution only instruction from the Applicant to apply for Offer Shares under the offer and hence the Manager will not determine whether the Application for Offer Shares is suitable or not for the Applicant6.
Regulatory issues include, but are not limited to any of the following: (i) Employee has ever been convicted of, or pled guilty or nolo contendere to, a criminal offense of any kind other than civil or misdemeanor traffic offenses, (ii) Employee has ever been arrested, indicted or charged with a criminal offense under any federal or state law of any kind, other than a civil or misdemeanor traffic offense, (iii) Employee has ever been charged with or convicted of violation of any controlled substance laws or any federal or state cannabis laws, (iv) Employee has been named as a defendant in a civil or administrative lawsuit where the allegations would constitute a crime or would amount to fraud, deceit or misrepresentation, excepting any suit that concluded with a merit finding in Employee’s favor, (v) Employee owes any past taxes, fees or obligations to the United State government, any state or any political subdivision thereof, (vi) Employee has failed to comply with any applicable laws or regulations relating to child support, (vii) Employee has been named as a defendant in any administrative EEOC matter or named in a lawsuit alleging discrimination, harassment or hostile work environment, excepting any such matters that concluded with a merit finding in Employee’s favor, (viii) a court, governmental agency or tribunal has determined that the Employee has engaged in attempt to obtain a registration, license or approval to operate in any state by fraud, misrepresentation or the submission of false information or (ix) Employee has ever been subject to any denial, suspension or revocation of a license or registration by any federal, state or local government, or any foreign jurisdiction, including without limitation, any denial, suspension, revocation or refusal to renew certification for Medicare or Medicaid.

Examples of Regulatory issues in a sentence

  • Supplier shall permit InFocus to act as an Agent for Regulatory issues pertinent to the Product.

  • Yes No (Section 5.4) Any Litigation If Yes, attach copies and summary Yes No (Section 5.9) Any Regulatory issues If Yes, attach copies and summary Yes No There have been no changes to the Schedule to Multi-Draw Term Loan and Security Agreement prepared on the Effective Date.

  • In the event of objection by either the host-casino, domestic broadcaster or where Regulatory issues arise, WPT shall inform PartyPoker and where PartyPoker elects and, it is reasonable to do so, WPT shall use commercially reasonable endeavours to challenge such decision.

  • Additional topics for consideration: • Deficiency letters and responses • Periodic reviews and reports] Regulatory issues for countries in which product is distributed # [Describe which company has responsibility to comply with regulatory requirements of destination countries.] Additional topic for consideration: • If product is currently licensed in Canada or will be licensed in Canada, describe which company is the legal manufacturer.

  • She is the co-ordinator of the CALLIOPE Thematic Network for eHealth Interoperability and she leads the Legal and Regulatory issues work package in the epSOS Large Scale Pilot.

  • Regulatory issues continue to arise that may impact the competitiveness of LACCE.

  • The Commission and the MFDA hereby agrees that this Agreement is the only action the Commission & MFDA will take with regard to Sentinel pursuant to the Act or the MFDA Rules with respect to the matters set out in this Agreement, provided that nothing herein shall prohibit the Commission or the MFDA from considering and dealing with any matter other than the Regulatory issues set out in this Agreement or any new complaint brought to the Commission’s or MFDA’s attention in respect of Sentinel.

  • Regulatory issues will be especially important to this project, and Contractor will address the following general topics: • The likely availability of licensable channels in the 150, 450, 480, and 700 MHz bands within the SMIRC operating area within Region 6; • The effect of 700 MHz regional activities and incumbent status in Region 6; and • Regulatory protections available and their relationship to the type of technology deployed.

  • Regulatory issues in certain markets may limit or restrict use of VoIP.

  • Latky Regulatory issues Research Base Research Protocol Specialist Phone: (▇▇▇) ▇▇▇-▇▇▇▇ Fax: (▇▇▇) ▇▇▇-▇▇▇▇ E-mail: l▇▇▇▇.▇▇▇▇▇▇▇▇▇▇@▇▇▇▇.▇▇▇ * No waivers of eligibility per NCI CTSU Regulatory O▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇ Phone - 1-▇▇▇-▇▇▇-▇▇▇▇ Fax - 2▇▇-▇▇▇-▇▇▇▇ Refer to Appendix H for specific instructions.


More Definitions of Regulatory issues

Regulatory issues means the adoption, implementation, or enforcement of regulations, including but not limited to advocating for or against the adoption, implementation, or enforcement of regulations.
Regulatory issues. The ongoing operations of the separate companies means that the DLC must satisfy the accounting and regulatory frameworks of two countries. This is likely to be costly, and possibly constrain the ability of management to maximise the joint value of the two companies.
Regulatory issues. The Managers are required to categorize all new clients in one of three categories: Eligible counterparties, professional, and retail clients. All Applicants who are not existing clients of a Manager will be categorized as retail unless otherwise is communicated in writing by the relevant Manager. For further information, the Applicant may contact the relevant Manager. The Managers will treat the Application as an execution only instruction from the Applicant to apply for Offer Shares under the offer and hence the Managers will not determine whether the Application for Offer Shares is suitable or not for the Applicant.
Regulatory issues. In accordance with MiFID II Regulation of 4 December 2017 no. 1913 and the Norwegian Regulation on supplementary rules to the Norwegian MiFID II and MiFIR Regulations of 20 December 2017 no. 2300 corresponding to Directive 2014/65/EU (the Markets in Financial Instruments Directive) (together referred to as the "MiFID II Regulations"), a Manager must categorize all new customers in one of three customer categories. All investors that are applying for Offer Shares in the Private Placement and which are not existing clients of a Manager will be categorized as Non-professional clients unless otherwise is communicated in writing by the relevant Manager. For further information about the categorization the Applicant may contact the Manager. The Manager will treat the Application as an execution only instruction from the Applicant to apply for Offer Shares under the offer and hence the Manager will not determine whether the Application for Offer Shares is suitable or not for the Applicant as otherwise provided for in the Norwegian MiFID II Regulations. M anagers’ consideration: Each of the Managers will receive a consideration from the Company and will in conducting their work have to take into consideration the requirements of the Company and the interests of the investors subscribing under the Private Placement and the rules regarding inducements pursuant to the requirements of the Norwegian MiFID II Regulations (implementing the European Directive for Markets in Financial Instruments (MiFID II).

Related to Regulatory issues