Regulatory investigation definition

Regulatory investigation means the activities of the Department or delegate agency to determine compliance with the Act and this Part, including, but not limited to, records review of licensed lead risk assessor or lead inspector reports, visual inspection and records review of a lead abatement contractor's work practices at a lead abatement or lead mitigation project, and assessment of penalties for non-compliance when warranted.
Regulatory investigation means any formal or official action, investigation, inquiry or audit by a Regulator against an Insured arising out of the use or alleged misuse of Personal Information or any aspects of the control or processing of Personal Information or delegation of Data processing to an Outsourcer which is regulated by Data Protection Legislation, but shall not include any industry-wide, non-firm specific, inquiry or action.

Examples of Regulatory investigation in a sentence

  • Regulatory investigation and/or sanction by other regulators, e.g. Charity Commission, Home Office.

  • Assistance with investigation In the event of any Criminal or Regulatory investigation into You or the Platform, The Company will hand over all information relating to You, Your Account, Account Activity, and any other information collected during your use of and operation of your Account.

  • Regulatory investigation is said to have commenced sometimes in February 2006 into the Ranbaxy‟s facilities.

  • If you are subject to a Regulatory investigation or your Permissions are varied or suspended, you will notify us immediately and dependent upon the circumstances we may immediately terminate this agreement.

  • Professional Discipline includes a censure, injunction, undertaking, order to cease and desist, fine, suspension, bar, or revocation, the surrender of a professional license or certification in response to a Regulatory action or Regulatory investigation, and statutory disqualification.

  • Regulatory investigation and/or sanction by other regulators or funding bodies, for example the Education and Skills Funding Agency, Ofsted, the Charity Commission, the Equality and Human Rights Commission or the Arts Council.Nog.

  • Internal & Regulatory investigation – ToupholdKINDMAN’S ’s commitment to stakeholders, it is necessary, from time to time, for KINDMAN’S to conduct internal investigations for various reasons, including complying with regulatory requests.

  • Regulatory investigationsRegulatory investigation and potential disciplinary actions arising from IIROC investigations, including:• Communicate and cooperate with regulatory investigations, including fulfilling document production requests 3.

  • Regulatory investigation and/or sanction by other regulators or funding bodies, for example the Education and Skills Funding Agency, Ofsted, the Charity Commission, the Equality and Human Rights Commission or the Arts Council.Factors against reporting may include:• The action is a routine inspection that is undertaken as part of a regulator’s planned oversight activities.Nog.

  • Professional Discipline “shall include a censure, injunction, undertaking, order to cease and desist, fine, suspension, bar, or revocation, the temporary or permanent surrender of a professional license or certification in response to a Regulatory action or Regulatory investigation, and statutory disqualification.” The State B Office of Financial Regulation is a governmental authority.


More Definitions of Regulatory investigation

Regulatory investigation means an actual or threatened investigation in writing by a regulator or governmental authority into an actual or alleged Privacy and Security Breach Wrongful Act caused by You or Your Sub-Contractor that may result in the imposition of a Regulatory Fine on You.
Regulatory investigation means any official investigation by a regulator arising directly and solely from a data breach covered under this Policy. Regulatory investigation does not include reviews under S166 of the Financial Services and Markets Act 2000.
Regulatory investigation means any investigation or review of any Pre-Completion Transaction entered into by the Company that the Company (or any third party appointed by it) is required to carry out by applicable law or regulation or by any governmental or regulatory body (including the FSA) or ombudsman or that is carried out by any governmental or regulatory body (including the FSA) or ombudsman;
Regulatory investigation. ’ means any investigation relating to the Group carried out by

Related to Regulatory investigation

  • Regulatory Body means those Government departments and regulatory, statutory and other entities, committees, ombudsmen and bodies which, whether under statute, rules, regulations, codes of practice or otherwise, are entitled to regulate, investigate, or influence the matters dealt with in this Framework Agreement or any other affairs of the Authority;

  • Regulatory Authorities means the Commissions and the Exchange;

  • Regulatory Authority means any applicable supra-national, federal, national, regional, state, provincial or local regulatory agencies, departments, bureaus, commissions, councils or other government entities regulating or otherwise exercising authority with respect to the Licensed Technology or the Licensed Product in the Territory.

  • Adverse Event means any untoward medical occurrence, unintended disease or injury or any untoward clinical signs, including an abnormal laboratory finding, in subjects, users or other persons, in the context of a clinical investigation, whether or not related to the investigational device;

  • Public Procurement Regulatory Authority (PPRA) means the Government Agency responsible for oversight of public procurement.

  • clinical investigation means any systematic investigation involving one or more human subjects, undertaken to assess the safety or performance of a device;

  • Study means the investigation to be conducted in accordance with the Protocol.

  • Regulatory Bodies means those government departments and regulatory, statutory and other entities, committees, ombudsmen and bodies which, whether under statute, rules, regulations, codes of practice or otherwise, are entitled to regulate, investigate, or influence the matters dealt with in the Contract or any other affairs of the Authority and “Regulatory Body” shall be construed accordingly.

  • Clinical means having a significant relationship, whether real or potential, direct or indirect, to the actual rendering or outcome of dental care, the practice of dentistry, or the quality of dental care being rendered to a patient;