Regulatory Investigation definition

Regulatory Investigation meansa formal hearing, official investigation, examination, inquiry, legal action or any other similar proceeding initiated by a governmental, regulatory, law enforcement, professional or statutory body against you.

Regulatory Investigation means a formal hearing, official investigation, examination, inquiry or any other similar proceeding initiated by a governmental, regulatory, law enforcement, professional or statutory body.

Regulatory Investigation. Means any formal or official action, Investigation, inquiry or audit by a Regulator against an Insured arising out of the use or alleged misuse of Personal Information or any aspects of the control or processing of Personal Information or delegation of data processing to an Outsourcer which is regulated by Data Protection Legislation, but shall not include any industry- wide, non-firm specific, inquiry or action.

Examples of Regulatory Investigation in a sentence

• The pilot failed to report the conviction to the FAA Regulatory Investigation Division (AXE-700) within 60 days of the conviction, i.e., March 1.

• In the event the status of University employee or University student changes such that the person is no longer employed by or enrolled at the University, then the case shall no longer be subject to the Title IX Regulatory Investigation Policy or Title IX Regulatory Hearing Policy.

• Authorityany official regulator, government body or government agency having legal authority to conduct a Regulatory Investigation.

• Administrative Obligations 2.1 Data Administrative InvestigationThe Insurer will pay to or on behalf of any Insured all Professional Fees (not to exceed the Sublimit stated in item 4 of the Schedule) for legal advice and representation in connection with any Regulatory Investigation.

• The Insurer will pay to or on behalf of any Insured all Professional Fees for legal advice and representation in connection with any Regulatory InvestigationB.2 Data Administrative FinesThe Insurer will pay to or on behalf of any Insured all Data Administrative Fines that the Insured is legally obligated to pay upon the conclusion of a Regulatory Investigation arising out of a breach of Data Protection Law.

More Definitions of Regulatory Investigation

Regulatory Investigation means the activities of the Department or delegate agency to determine compliance with the Act and this Part, including, but not limited to, records review of licensed lead risk assessor or lead inspector reports, visual inspection and records review of a lead abatement contractor's work practices at a lead abatement or lead mitigation project, and assessment of penalties for non-compliance when warranted.

Regulatory Investigation means an actual or threatened investigation in writing by a regulator or governmental authority into an actual or alleged Privacy and Security Breach Wrongful Act caused by You or Your Sub-Contractor that may result in the imposition of a Regulatory Fine on You.

Regulatory Investigation means a formal request for information, civil investigative demand or civil proceeding, including requests for information related thereto, brought by or on behalf of a state Attorney General, the Federal Trade Commission, the Federal Communications Commission or any other federal, state, local or foreign governmental agency.

Regulatory Investigation means any official investigation by a regulator arising directly and solely from a data breach covered under this Policy. Regulatory investigation does not include reviews under S166 of the Financial Services and Markets Act 2000.

Regulatory Investigation meansa formal hearing, official investigation, coroner's inquest, examination, inquiry, legal action or any other similar proceeding initiated by a governmental, regulatory, law enforcement, professional or statutory body.

Regulatory Investigation. If MSH or VENDOR is subject to an investigation, audit, inquiry or request for information pursuant to applicable law that relates to the Project or the use of the Technology in connection with the Project (a “Regulatory Investigation”), then MSH or VENDOR will provide documents, information and other assistance reasonably requested by MSH or VENDOR in connection with the Regulatory Investigation. Representations/Warranties by VENDOR: VENDOR represents and warrants as follows: Rights/Capacity: VENDOR has, and will have at all material times, all requisite corporate power, capacity, authority and approvals to enter into, execute and deliver this Agreement and perform fully VENDOR’s obligations under this Agreement, and all rights and licenses regarding the Technology and Documentation necessary for VENDOR to grant to MSH the rights and licenses set out in this Agreement. No Conflict: XXXXXX’s execution and performance of this Agreement will not conflict with, or result in the breach of, any express or implied obligation or duty (contractual or otherwise) that VENDOR now or in the future owes to any other person.

Regulatory Investigation means any investigation or review of any Pre-Completion Transaction entered into by the Company that the Company (or any third party appointed by it) is required to carry out by applicable law or regulation or by any governmental or regulatory body (including the FSA) or ombudsman or that is carried out by any governmental or regulatory body (including the FSA) or ombudsman;