Regulatory Inquiry definition

Regulatory Inquiry means any inquiry, investigation, proceeding or question (whether verbal or written, formal or informal) by any state attorney general, Regulatory Authority, governmental figure (including a state or federal legislator), or the Better Business Bureau or similar organization that is not an Elevated Complaint.
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Examples of Regulatory Inquiry in a sentence

  • The Company may immediately terminate the Executive’s employment at any time other than for Cause or a Regulatory Inquiry Termination.

  • As to any such Regulatory Inquiry, the Company shall keep Investor reasonably informed following any related developments.

  • Regulatory Inquiry Level Three Timeliness of notification of receipt of regulatory issues.

  • In the event the Company terminates the Executive’s employment, other than for Cause or a Regulatory Inquiry Termination, the Company will pay the Executive (i) the Accrued Obligations, (ii) the Annual Base Salary for a period of 12 months following the date of such termination and (iii) Incentive Compensation per Section 3(g), calculated through the date of termination, and payable on the same schedule as if you had remained employed.

  • In the event the Company terminates the Executive’s employment, other than for Cause or a Regulatory Inquiry Termination, the Company will pay the Executive (i) $40,000 in severance, plus reimbursement of any Accrued Obligations, payable within 60 days of termination and (ii) Incentive Compensation per Section 3(f), calculated through the date of termination, and payable on the same schedule as if you had remained employed.

  • The Regulatory Inquiry Sublimit in ITEM 8 of the Declarations is the maximum amount the Insurer will pay for Regulatory Inquiry Expenses incurred for a Regulatory Inquiry covered under Insuring Agreement B, (2).

  • The Release required by this Section 5(d) shall only be considered effective if it’s executed and any applicable revocation period has expired without such Release being revoked by the date that is no later than sixty (60) days following the date of the Executive’s termination of employment by the Company other than for Cause or a Regulatory Inquiry Termination.

  • In the event the Company terminates the Executive’s employment, other than for Cause or a Regulatory Inquiry Termination, the Company will pay the Executive (i) $60,000 in severance, plus reimbursement of any Accrued Obligations, payable within 60 days of termination and (ii) Incentive Compensation per Section 3(f), calculated through the date of termination, and payable on the same schedule as if you had remained employed.

  • Company shall obtain Bank’s prior approval for any response to a Regulatory Inquiry or Elevated Complaint, and for any other communication between Company and a Regulatory Authority in regards to the Program.

  • Company shall obtain Bank’s prior approval for any response to a Regulatory Inquiry or Elevated Complaint and for any other communication between Company and a Regulatory Authority.

Related to Regulatory Inquiry

  • Regulatory Body means those government departments and regulatory, statutory and other entities, committees, ombudsmen and bodies which, whether under statute, rules, regulations, codes of practice or otherwise, are entitled to regulate or investigate the matters dealt with in this Agreement or any other affairs of the Provider or the Department, including, without limitation Ofsted, the European Commission and the European Court of Auditors;

  • Regulatory Information Service means a regulatory information service as defined in the FCA Handbook;

  • Regulatory Approval Application means an application to seek regular or expedited Regulatory Approval of the Licensed Product for sale or marketing in any country(ies) or Region(s) in the Territory, as defined in the applicable Laws and filed with the Regulatory Authority of such country(ies) or Region(s).

  • Regulatory Authorities means the Commissions and the Exchange;

  • Regulatory Data means any and all research data, pharmacology data, chemistry, manufacturing and control data, preclinical data, clinical data and all other documentation submitted, or required to be submitted, to Regulatory Authorities in association with regulatory filings for the Product (including any applicable Drug Master Files (“DMFs”), Chemistry, Manufacturing and Control (“CMC”) data, or similar documentation).