Regulation D Securities definition

Regulation D Securities has the meaning set forth below;
Regulation D Securities means the Securities sold by the Initial Purchasers in the initial offering contemplated by the Purchase Agreement in reliance on an exemption from the registration requirements of the Securities Act other than Rule 144A and Regulation S.
Regulation D Securities has the meaning set forth in Section 4.30.

Examples of Regulation D Securities in a sentence

  • The Company has not paid and will not pay, nor is it aware of any person that has paid or will pay, directly or indirectly, any remuneration to any person (other than the Dealer Covered Persons (as defined below)) for solicitation of U.S. Purchasers of the Regulation D Securities.

  • The Company is not aware of any Person (other than A.G.P./Alliance Global Partners acting as a placement agent to the Company) that has been or will be paid (directly or indirectly) remuneration for solicitation of Buyers or potential purchasers in connection with the sale of any Regulation D Securities.

  • Neither it nor its affiliates (including its U.S. Affiliate(s)) has paid or will pay, nor is it aware of any other person that has paid or will pay, directly or indirectly, any remuneration to any person (other than the Dealer Covered Persons) for solicitation of U.S. Purchasers of the Regulation D Securities.


More Definitions of Regulation D Securities

Regulation D Securities has the meaning ascribed thereto in Section 2(j);
Regulation D Securities means Rule 506(b) under the Securities Act.
Regulation D Securities means the Offered Securities offered and sold to, or for the account or benefit of, persons in the United States and U.S. Persons pursuant to Rule 506(b) of Regulation D;
Regulation D Securities has the meaning ascribed thereto in section 1(d) of this Schedule "A";
Regulation D Securities has the meaning ascribed to it in Section 10 of the Representations and Warranties of the Company;
Regulation D Securities shall have the meaning ascribed to such term in Section 3.1(rr).